Nancy Harris Coleman is not listed as a control person, but directly owns under 5% of CW Securities.
CW Securities is an investment adviser based in Knoxville, TN, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $113 million, as filed on 9 September 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 7027816
- Firm
- CW Securities · CRD 124496
- Role
- Minority Owner
- In role since
- December 2016 · 9 years
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Knoxville, TN
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Nancy Harris Coleman work?
Nancy Harris Coleman has been Minority Owner of CW Securities, LLC since December 2016.
How can I verify Nancy Harris Coleman’s record?
Nancy Harris Coleman’s role is listed on CW Securities, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 124496.