Jackie Bixby has been CCO of Uta since June 2021, is a control person of the firm and directly owns under 5% of it.
Uta LLC is a Vancouver, WA firm with $215M under management, 103 clients and 2 advisers across 2 offices, as of its January 2026 filing.
Jackie Bixby’s longest registration was 10 years at Wells Fargo Clearing Services, LLC (2011–2021). Before joining Uta in 2021, Jackie Bixby was registered through Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC.
- Wells Fargo Clearing Services, LLC– · 10 yearsPortland, OR · Adviser representative · Firm CRD 19616
- Wells Fargo Investments, LLC– · 7 yearsPortland, OR · Adviser representative · Firm CRD 10582
Investment adviser representative registrations
Jackie Bixby is registered as an investment adviser representative in 3 states. The first approvals date from August 2021; the most recent is Oregon, in October 2024.
- NevadaSince 25 August 2021
- OregonSince 25 October 2024
- WashingtonSince 26 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 15 November 2001 |
| Series 4 | Registered Options Principal Examination | 27 December 1999 |
| Series 24 | General Securities Principal Examination | 21 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 June 1999 |
| Series 7 | General Securities Representative Examination | 8 June 1999 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jackie Lee Bixby
- CRD
- 3225372
- Firm
- Uta · CRD 315427
- Role
- CCO
- Office
- Mesquite, NV
- Registration
- Investment adviser registration
- In the industry since
- May 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Jackie Bixby work?
Jackie Bixby has been CCO of Uta LLC since June 2021, and is a control person of the firm.
Is Jackie Bixby a financial advisor?
Yes. Jackie Bixby has a current investment-adviser registration in Nevada, Oregon and Washington, through Uta since August 2021.
How many years of experience does Jackie Bixby have?
Jackie Bixby has 26 years in the financial industry, since May 2000, across 3 adviser firms.
What exams has Jackie Bixby passed?
Jackie Bixby has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 4, Series 65 and Series 99TO. The earliest, the Series 7, was passed in June 1999. FINRA credited Jackie Bixby with the SIE, which began in October 2018.
Where did Jackie Bixby work before Uta?
Before Uta, Jackie Bixby was registered through Wells Fargo Clearing Services, LLC, January 2011 to August 2021; Wells Fargo Investments, LLC, August 2003 to January 2011.
Where is Jackie Bixby based?
Jackie Bixby’s registered office is in Mesquite, NV.
Is Jackie Bixby registered with FINRA?
No. Jackie Bixby has no current broker registration.
How can I verify Jackie Bixby’s record?
Search CRD 3225372 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jackie Bixby’s full registration record.