Asoka Weeraratne has been Owner of Uta since July 2021, is a control person of the firm and directly owns 75% or more of it.
Uta LLC is a Vancouver, WA firm with $215M under management, 103 clients and 2 advisers across 2 offices, as of its January 2026 filing.
Asoka Weeraratne’s longest registration was 10 years at Wells Fargo Clearing Services, LLC (2011–2021). Before joining Uta in 2021, Asoka Weeraratne was registered through Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC.
- Wells Fargo Clearing Services, LLC– · 10 yearsVancouver, WA · Adviser representative · Firm CRD 19616
- Wells Fargo Investments, LLC– · 4 yearsPortland, OR · Adviser representative · Firm CRD 10582
Investment adviser representative registrations
Asoka Weeraratne is registered as an investment adviser representative in 2 states. The first approvals date from July 2021; the most recent is Oregon, in October 2024.
- OregonSince 28 October 2024
- WashingtonSince 30 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 72 | Government Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 18 April 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 June 1995 |
| Series 7 | General Securities Representative Examination | 18 May 1995 |
- Name
- Operations Professional Examination
- Name
- Government Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Asoka Gaminee Weeraratne
- CRD
- 2614002
- Firm
- Uta · CRD 315427
- Role
- Owner
- Office
- 2800 Main Street, Vancouver, WA 98663
- Registration
- Investment adviser registration
- In the industry since
- May 1995
- Disciplinary history
- Not yet shown here · SEC record
Where does Asoka Weeraratne work?
Asoka Weeraratne has been Owner of Uta LLC since July 2021, and is a control person of the firm.
Is Asoka Weeraratne a financial advisor?
Yes. Asoka Weeraratne has a current investment-adviser registration in Oregon and Washington, through Uta since July 2021.
How many years of experience does Asoka Weeraratne have?
Asoka Weeraratne has 31 years in the financial industry, since May 1995, across 3 adviser firms.
What exams has Asoka Weeraratne passed?
Asoka Weeraratne has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 99TO and Series 72. The earliest, the Series 7, was passed in May 1995. FINRA credited Asoka Weeraratne with the SIE, which began in October 2018.
Where did Asoka Weeraratne work before Uta?
Before Uta, Asoka Weeraratne was registered through Wells Fargo Investments, LLC, February 2006 to January 2011.
Where is Asoka Weeraratne based?
Asoka Weeraratne’s registered office is in Vancouver, WA.
Is Asoka Weeraratne registered with FINRA?
No. Asoka Weeraratne has no current broker registration.
How can I verify Asoka Weeraratne’s record?
Search CRD 2614002 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Asoka Weeraratne’s full registration record.