Jack Peterson has been an investment adviser representative at Harold W. Dance since December 2009, and is not listed among the firm’s executive officers or direct owners. Jack Peterson holds a Bachelor of Science in Accounting from Utah State University and a Master of Accounting from Utah State University.
Harold W. Dance Inc. is a Logan, UT firm with $158M under management, 306 clients and 8 advisers in one office, as of its August 2026 filing.
Jack W. Peterson joined Harold Dance Investments to serve as a financial advisor. He previously owned a CPA practice and taught accounting, insurance and auditing at Utah State University.
Jack Peterson’s longest registration is the current one, 16 years at Harold W. Dance since 2009. Before joining Harold W. Dance in 2009, Jack Peterson was registered through Cambridge Investment Research Advisors, Inc. and Stonebridge Financial Advisors, LLC.
- Cambridge Investment Research Advisors, Inc.– · under a yearLogan, UT · Adviser representative · Firm CRD 134139
- Stonebridge Financial Advisors, LLC– · under a yearLogan, UT · Adviser representative · Firm CRD 139156
- Beacon Financial Planning, LLC– · under a yearLogan, UT · Adviser representative · Firm CRD 121462
- H.D. Vest Advisory Services, Inc– · 6 yearsLogan, UT · Adviser representative · Firm CRD 104556
Professional designations
Listed by Harold W. Dance
- Certified Public Accountant (CPA)
Investment adviser representative registrations
Jack Peterson is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2009; the most recent is Texas, in December 2024.
- TexasResidentSince 12 December 2024
- UtahSince 3 December 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 24 January 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 October 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 November 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 November 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jack W Peterson
- CRD
- 3110933
- Firm
- Harold W. Dance · CRD 1582
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- harolddance.com
Where does Jack Peterson work?
Jack Peterson is an investment adviser representative registered through Harold W. Dance Inc. since December 2009, and is not listed among the firm’s executive officers or direct owners.
Is Jack Peterson a financial advisor?
Yes. Jack Peterson has a current investment-adviser registration in Texas and Utah, through Harold W. Dance since December 2009.
How many years of experience does Jack Peterson have?
Jack Peterson has 26 years in the financial industry, since October 2000, across 5 adviser firms.
What exams has Jack Peterson passed?
Jack Peterson has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in November 1998. FINRA credited Jack Peterson with the SIE, which began in October 2018.
Where did Jack Peterson work before Harold W. Dance?
Before Harold W. Dance, Jack Peterson was registered through Cambridge Investment Research Advisors, Inc., January 2007 to December 2007; Stonebridge Financial Advisors, LLC, September 2006 to December 2006; Beacon Financial Planning, LLC, January 2006 to December 2006; H.D. Vest Advisory Services, Inc, November 1999 to December 2005.
Is Jack Peterson registered with FINRA?
Yes. Jack Peterson has a current broker registration, under CRD 3110933.
Source: FINRA BrokerCheck
How can I verify Jack Peterson’s record?
Search CRD 3110933 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jack Peterson’s full registration record.