Jack Noe has been Managing Partner of Oak Asset Management since April 2017, is a control person of the firm and directly owns between 25% and 50% of it.
Oak Asset Management, LLC is a Westlake Village, CA firm with $414M under management, 251 clients and 4 advisers across 3 offices, as of its February 2026 filing.
Jack Noe’s longest registration was 13 years at Wells Fargo Advisors Financial Network, LLC (2004–2017). Before joining Oak Asset Management in 2017, Jack Noe was registered through Wells Fargo Advisors Financial Network, LLC and UBS Financial Services Inc.
- Oak Asset Management, LLCCurrent– present · 9 yearsWestlake Village, CA · Adviser representative · Firm CRD 287856
- Wells Fargo Advisors Financial Network, LLC– · 13 yearsWestlake Village, CA · Adviser representative · Firm CRD 11025
- UBS Financial Services Inc.– · 6 yearsWoodland Hills, CA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Jack Noe is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from May 2017; the most recent is Nevada, in August 2021.
- CaliforniaSince 8 May 2017
- NevadaSince 11 August 2021
- TexasResidentSince 8 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 7 July 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 July 1995 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 1 October 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 February 1984 |
| Series 7 | General Securities Representative Examination | 21 January 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jack Travis Noe
- CRD
- 1226622
- Firm
- Oak Asset Management · CRD 287856
- Role
- Managing Partner
- Office
- 2535 Townsgate Road, Suite 300, Westlake Village, CA 91361
- Registration
- Investment adviser registration
- In the industry since
- February 1984
- Disciplinary history
- Not yet shown here · SEC record
Where does Jack Noe work?
Jack Noe has been Managing Partner of Oak Asset Management, LLC since April 2017, and is a control person of the firm.
Is Jack Noe a financial advisor?
Yes. Jack Noe has a current investment-adviser registration in California, Nevada and Texas, through Oak Asset Management since May 2017.
How many years of experience does Jack Noe have?
Jack Noe has 42 years in the financial industry, since February 1984, across 3 adviser firms.
What exams has Jack Noe passed?
Jack Noe has passed 5 licensing exams: the Series 7, Series 63, Series 8, Series 65 and Series 3. The earliest, the Series 7, was passed in January 1984. FINRA credited Jack Noe with the SIE, which began in October 2018.
Where did Jack Noe work before Oak Asset Management?
Before Oak Asset Management, Jack Noe was registered through UBS Financial Services Inc., July 1997 to April 2004.
Where is Jack Noe based?
Jack Noe’s registered office is in Westlake Village, CA.
Is Jack Noe registered with FINRA?
No. Jack Noe has no current broker registration.
How can I verify Jack Noe’s record?
Search CRD 1226622 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jack Noe’s full registration record.