J'Neanne Theus has been an investment adviser representative at Compass Financial Management since February 2026, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
J'Neanne Theus’ longest registration is the current one, 12 years at Theus Wealth Advisors since 2014. Before joining Compass Financial Management in 2026, J'Neanne Theus was registered through Financial Gravity Family Office Services, LLC and Signature Investments, Inc.
- – present · under a yearSunbury, OH · Adviser representative · Firm CRD 156345
- Financial Gravity Family Office Services, LLC– · 1 yearSunbury, OH · Adviser representative · Firm CRD 316024
- Theus Wealth AdvisorsAlso current– present · 12 yearsSunbury, OH · Adviser representative · Firm CRD 169994
- Signature Investments, Inc.– · 1 yearDayton, OH · Adviser representative · Firm CRD 113443
- Sicor Securities Inc– · 1 yearClarkville, MD · Adviser representative · Firm CRD 16195
- Park Avenue Securities LLC– · 6 yearsClarksville, MD · Adviser representative · Firm CRD 46173
Investment adviser representative registrations
J'Neanne Theus is registered as an investment adviser representative in 2 states. The first approvals date from March 2014; the most recent is Ohio, in September 2015.
- MarylandSince 17 March 2014
- OhioSince 17 September 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 19 July 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 July 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 March 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 October 2004 |
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- J'Neanne Mary Theus
- CRD
- 4851011
- Firm
- Compass Financial Management · CRD 156345
- Office
- Sunbury, OH
- Registration
- Investment adviser registration
- In the industry since
- August 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does J'Neanne Theus work?
J'Neanne Theus is an investment adviser representative registered through Compass Financial Management LLC since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is J'Neanne Theus a financial advisor?
Yes. J'Neanne Theus has a current investment-adviser registration in Maryland and Ohio, through Compass Financial Management since February 2026.
How many years of experience does J'Neanne Theus have?
J'Neanne Theus has 21 years in the financial industry, since August 2005, across 6 adviser firms.
What exams has J'Neanne Theus passed?
J'Neanne Theus has passed 4 licensing exams: the Series 6, Series 65, Series 63 and Series 7. The earliest, the Series 6, was passed in October 2004.
Where did J'Neanne Theus work before Compass Financial Management?
Before Compass Financial Management, J'Neanne Theus was registered through Financial Gravity Family Office Services, LLC, August 2023 to August 2024; Signature Investments, Inc., January 2013 to March 2014; Sicor Securities Inc, November 2011 to December 2012; Park Avenue Securities LLC, March 2005 to June 2011.
Where is J'Neanne Theus based?
J'Neanne Theus’ registered office is in Sunbury, OH.
Is J'Neanne Theus registered with FINRA?
No. J'Neanne Theus has no current broker registration.
How can I verify J'Neanne Theus’ record?
Search CRD 4851011 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes J'Neanne Theus’ full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
- Michael MarkowskiDirector/Managing Member
- Christopher MarkowskiDirector/Managing Member