Isaac Pineda has been an investment adviser representative at Lifeworks Advisors since October 2024, and is not listed among the firm’s executive officers or direct owners.
Lifeworks Advisors, LLC is a Grand Rapids, MI firm with $967M under management, 1,814 clients and 40 advisers across 37 offices, as of its June 2026 filing.
Isaac Pineda’s longest registration was 2 years at J.P. Morgan Securities LLC (2019–2022). Before joining Lifeworks Advisors in 2024, Isaac Pineda was registered through LPL Financial LLC and Centaurus Financial, Inc.
- Lifeworks Advisors, LLCCurrent– present · 2 yearsOrange, CA · Adviser representative · Firm CRD 288255
- LPL Financial LLC– · under a yearEl Monte, CA · Adviser representative · Firm CRD 6413
- Centaurus Financial, Inc.– · 2 yearsDowney, CA · Adviser representative · Firm CRD 30833
- J.P. Morgan Securities LLC– · 2 yearsLa Habra, CA · Adviser representative · Firm CRD 79
Investment adviser representative registrations
Isaac Pineda is registered as an investment adviser representative in California, since October 2024.
- CaliforniaSince 15 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 28 April 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 February 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 14 September 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 August 2015 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Isaac Rudy Pineda
- CRD
- 6482135
- Firm
- Lifeworks Advisors · CRD 288255
- Office
- Orange, CA
- Registration
- Investment adviser registration
- In the industry since
- March 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Isaac Pineda work?
Isaac Pineda is an investment adviser representative registered through Lifeworks Advisors, LLC since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Isaac Pineda a financial advisor?
Yes. Isaac Pineda has a current investment-adviser registration in California, through Lifeworks Advisors since October 2024.
How many years of experience does Isaac Pineda have?
Isaac Pineda has 9 years in the financial industry, since March 2017, across 4 adviser firms.
What exams has Isaac Pineda passed?
Isaac Pineda has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7TO. The earliest, the Series 6, was passed in August 2015. FINRA credited Isaac Pineda with the SIE, which began in October 2018.
Where did Isaac Pineda work before Lifeworks Advisors?
Before Lifeworks Advisors, Isaac Pineda was registered through LPL Financial LLC, July 2024 to October 2024; Centaurus Financial, Inc., February 2022 to June 2024; J.P. Morgan Securities LLC, May 2019 to February 2022.
Where is Isaac Pineda based?
Isaac Pineda’s registered office is in Orange, CA.
Is Isaac Pineda registered with FINRA?
No. Isaac Pineda has no current broker registration.
How can I verify Isaac Pineda’s record?
Search CRD 6482135 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Isaac Pineda’s full registration record.
