Imran Thanvi has been Owner & Chief Compliance Officer of Total Wealth Solutions since July 2023, is a control person of the firm and directly owns 75% or more of it.
Total Wealth Solutions, Inc. is a Los Altos, CA firm with $148M under management, 82 clients and 1 adviser in one office, as of its May 2026 filing.
Imran Thanvi’s longest registration was 19 years at LPL Financial LLC (2004–2024). Before joining Total Wealth Solutions in 2023, Imran Thanvi was registered through LPL Financial LLC and Merrill Lynch Pierce Fenner & Smith Inc.
- Total Wealth SolutionsCurrent– present · 2 yearsLos Altos, CA · Adviser representative · Firm CRD 327794
- LPL Financial LLC– · 19 yearsRoseville, CA · Adviser representative · Firm CRD 6413
- Merrill Lynch Pierce Fenner & Smith Inc.– · 2 yearsOakland, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Imran Thanvi is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in November 2023.
- CaliforniaSince 28 November 2023
- TexasResidentSince 27 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 7 March 2001 |
| Series 24 | General Securities Principal Examination | 14 July 2000 |
| Series 7 | General Securities Representative Examination | 7 April 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 September 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 June 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Imran Jaffer Thanvi
- CRD
- 3052653
- Firm
- Total Wealth Solutions · CRD 327794
- Role
- Owner & Chief Compliance Officer
- Office
- 146 MAIN STREET, SUITE 201, Los Altos, CA 94022
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Imran Thanvi work?
Imran Thanvi has been Owner & Chief Compliance Officer of Total Wealth Solutions, Inc. since July 2023, and is a control person of the firm.
Is Imran Thanvi a financial advisor?
Yes. Imran Thanvi has a current investment-adviser registration in California and Texas, through Total Wealth Solutions since November 2023.
How many years of experience does Imran Thanvi have?
Imran Thanvi has 27 years in the financial industry, since August 1999, across 3 adviser firms.
What exams has Imran Thanvi passed?
Imran Thanvi has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 6, was passed in June 1999. FINRA credited Imran Thanvi with the SIE, which began in October 2018.
Where did Imran Thanvi work before Total Wealth Solutions?
Before Total Wealth Solutions, Imran Thanvi was registered through Merrill Lynch Pierce Fenner & Smith Inc., March 2001 to October 2003.
Where is Imran Thanvi based?
Imran Thanvi’s registered office is in Los Altos, CA.
Is Imran Thanvi registered with FINRA?
Yes. Imran Thanvi has a current broker registration, under CRD 3052653.
Source: FINRA BrokerCheck
How can I verify Imran Thanvi’s record?
Search CRD 3052653 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Imran Thanvi’s full registration record.