Howard Smith has been Managing Member, President, Chief Compliance Officer of Changing Parameters since July 2004, is a control person of the firm and directly owns 75% or more of it.
Changing Parameters, LLC is a Los Altos, CA firm with $105M under management, 115 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Howard Smith’s longest registration is the current one, 21 years at Changing Parameters since 2004. Before joining Changing Parameters in 2004, Howard Smith was registered through Value Monitoring, Inc.
- Changing Parameters, LLCCurrent– present · 21 yearsLos Altos, CA · Adviser representative · Firm CRD 132551
- Value Monitoring, Inc– · 21 yearsMenlo Park, CA · Adviser representative · Firm CRD 106056
Investment adviser representative registrations
Howard Smith is registered as an investment adviser representative in California, since December 2004.
- CaliforniaSince 13 December 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 29 March 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 January 1992 |
| Series 7 | General Securities Representative Examination | 5 December 1991 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Howard Paul Smith
- CRD
- 2097495
- Firm
- Changing Parameters · CRD 132551
- Role
- Managing Member, President, Chief Compliance Officer
- Office
- Los Altos, CA
- Registration
- Investment adviser registration
- In the industry since
- December 1991
- Disciplinary history
- Not yet shown here · SEC record
Where does Howard Smith work?
Howard Smith has been Managing Member, President, Chief Compliance Officer of Changing Parameters, LLC since July 2004, and is a control person of the firm.
Is Howard Smith a financial advisor?
Yes. Howard Smith has a current investment-adviser registration in California, through Changing Parameters since December 2004.
How many years of experience does Howard Smith have?
Howard Smith has 34 years in the financial industry, since December 1991, across 2 adviser firms.
What exams has Howard Smith passed?
Howard Smith has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 99TO. The earliest, the Series 7, was passed in December 1991. FINRA credited Howard Smith with the SIE, which began in October 2018.
Where is Howard Smith based?
Howard Smith’s registered office is in Los Altos, CA.
Is Howard Smith registered with FINRA?
No. Howard Smith has no current broker registration.
How can I verify Howard Smith’s record?
Search CRD 2097495 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Howard Smith’s full registration record.