Holly Rice has been an investment adviser representative at Wealthtrak Capital Management since January 2019, and is not listed among the firm’s executive officers or direct owners. Holly Rice holds a Bachelor of Science in Business Finance.
Wealthtrak Capital Management, L.L.C. is a Virginia Beach, VA firm with $214M under management, 278 clients and 3 advisers in one office, as of its May 2026 filing.
Holly Rice is Director of Firm Operations and Associate Wealth Advisor of WealthTrak. She has been a member of the WealthTrak team since 2013 and works with clients on financial planning, investment strategy implementation and ongoing relationship management. She has more than two decades of experience in client service, advisory support and leadership.
- Wealthtrak AdvisorsCurrent– present · 7 yearsVirginia Beach, VA · Adviser representative · Firm CRD 160057
Professional designations
Listed by Wealthtrak Capital Management
- ChFC®
Investment adviser representative registrations
Holly Rice is registered as an investment adviser representative in Virginia, since January 2019.
- VirginiaSince 2 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 November 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Holly Michelle Rice
- CRD
- 4612923
- Firm
- Wealthtrak Capital Management · CRD 160057
- Office
- 272 BENDIX ROAD, SUITE 130, Virginia Beach, VA 23452
- Registration
- Investment adviser registration
- In the industry since
- January 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wealthtrakcm.com
Where does Holly Rice work?
Holly Rice is an investment adviser representative registered through Wealthtrak Capital Management, L.L.C. since January 2019, and is not listed among the firm’s executive officers or direct owners.
Is Holly Rice a financial advisor?
Yes. Holly Rice has a current investment-adviser registration in Virginia, through Wealthtrak Capital Management since January 2019.
How many years of experience does Holly Rice have?
Holly Rice has 7 years in the financial industry, since January 2019, across 1 adviser firm.
What exams has Holly Rice passed?
Holly Rice passed the Series 65 in November 2018.
Where is Holly Rice based?
Holly Rice’s registered office is in Virginia Beach, VA.
Is Holly Rice registered with FINRA?
No. Holly Rice has no current broker registration.
How can I verify Holly Rice’s record?
Search CRD 4612923 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Holly Rice’s full registration record.