Holly Kindel has been an investment adviser representative at Prospettiva Financial since July 2019, and is not listed among the firm’s executive officers or direct owners.
Prospettiva Financial LLC is a San Francisco, CA firm with $129M under management, 294 clients and 3 advisers across 4 offices, as of its March 2026 filing.
Holly Gillian Kindel is a Financial Planner of Prospettiva Financial, based in San Francisco. She works with people in transition and has 25 years of experience. She spent seven years as Pro Bono Director of the San Francisco chapter of the Financial Planning Association and taught personal financial planning at Golden Gate University.
Holly Kindel’s longest registration was 14 years at Mosaic Financial Partners, Inc. (2003–2017). Before joining Prospettiva Financial in 2019, Holly Kindel was registered through Occidental Asset Management, LLC and Mosaic Financial Partners, Inc.
- Prospettiva FinancialCurrent– present · 7 yearsSan Francisco, CA · Adviser representative · Firm CRD 148760
- Occidental Asset Management, LLC– · 1 yearBurlingame, CA · Adviser representative · Firm CRD 168650
- Mosaic Financial Partners, Inc.– · 14 yearsSan Francisco, CA · Adviser representative · Firm CRD 105180
Professional designations
Listed by Prospettiva Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Life Underwriter (CLU®)
Investment adviser representative registrations
Holly Kindel is registered as an investment adviser representative in California, since July 2019.
- CaliforniaSince 2 July 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 6 October 1999 |
| Series 7 | General Securities Representative Examination | 30 August 1999 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Holly Gillian Kindel
- CRD
- 2836007
- Firm
- Prospettiva Financial · CRD 148760
- Office
- 22 BATTERY STREET, SUITE 426, San Francisco, CA 94111
- Registration
- Investment adviser registration
- In the industry since
- February 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prospettivafinancial.com
Where does Holly Kindel work?
Holly Kindel is an investment adviser representative registered through Prospettiva Financial LLC since July 2019, and is not listed among the firm’s executive officers or direct owners.
Is Holly Kindel a financial advisor?
Yes. Holly Kindel has a current investment-adviser registration in California, through Prospettiva Financial since July 2019.
How many years of experience does Holly Kindel have?
Holly Kindel has 22 years in the financial industry, since February 2004, across 3 adviser firms.
What exams has Holly Kindel passed?
Holly Kindel has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in August 1999.
Where did Holly Kindel work before Prospettiva Financial?
Before Prospettiva Financial, Holly Kindel was registered through Occidental Asset Management, LLC, May 2018 to July 2019; Mosaic Financial Partners, Inc., September 2003 to December 2017.
Where is Holly Kindel based?
Holly Kindel’s registered office is in San Francisco, CA.
Is Holly Kindel registered with FINRA?
No. Holly Kindel has no current broker registration.
Is Holly Kindel a CFP?
Prospettiva Financial lists Holly Kindel with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Holly Gillian Kindel biography, prospettivafinancial.com
How can I verify Holly Kindel’s record?
Search CRD 2836007 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Holly Kindel’s full registration record.
