Henry Cooley has been an investment adviser representative at Northeast Planning Associates since July 2004, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Henry Cooley’s longest registration is the current one, 22 years at Northeast Planning Associates since 2004. Before joining Northeast Planning Associates in 2004, Henry Cooley was registered through Mutual Service Corporation and Veravest Investment Advisors, Inc.
- LPL Financial LLCAlso current– present · 19 yearsMadbury, NH · Adviser representative · Firm CRD 6413
- – present · 22 yearsMadbury, NH · Adviser representative · Firm CRD 131406
- Mutual Service Corporation– · under a yearPortsmouth, NH · Adviser representative · Firm CRD 4806
- Veravest Investment Advisors, Inc.– · 7 yearsMadbury, NH · Adviser representative · Firm CRD 105796
Investment adviser representative registrations
Henry Cooley is registered as an investment adviser representative in New Hampshire, since July 2004.
- New HampshireSince 22 July 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 29 July 1996 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 April 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 June 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 June 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Henry Erving Cooley
- CRD
- 2362722
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- Madbury, NH
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Henry Cooley work?
Henry Cooley is an investment adviser representative registered through Northeast Planning Associates, Inc. since July 2004, and is not listed among the firm’s executive officers or direct owners.
Is Henry Cooley a financial advisor?
Yes. Henry Cooley has a current investment-adviser registration in New Hampshire, through Northeast Planning Associates since July 2004.
How many years of experience does Henry Cooley have?
Henry Cooley has 33 years in the financial industry, since June 1993, across 4 adviser firms.
What exams has Henry Cooley passed?
Henry Cooley has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in June 1993. FINRA credited Henry Cooley with the SIE, which began in October 2018.
Where did Henry Cooley work before Northeast Planning Associates?
Before Northeast Planning Associates, Henry Cooley was registered through Veravest Investment Advisors, Inc., October 1996 to November 2003.
Where is Henry Cooley based?
Henry Cooley’s registered office is in Madbury, NH.
Is Henry Cooley registered with FINRA?
Yes. Henry Cooley has a current broker registration, under CRD 2362722.
Source: FINRA BrokerCheck
How can I verify Henry Cooley’s record?
Search CRD 2362722 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Henry Cooley’s full registration record.
