Henrique Lucena has been an investment adviser representative at Laidlaw Wealth Management since August 2020, and is not listed among the firm’s executive officers or direct owners.
Laidlaw Wealth Management LLC is a New York, NY firm with $108M under management, 123 clients and 5 advisers across 4 offices, as of its April 2026 filing.
Henrique Lucena’s longest registration was 6 years at UBS Financial Services Inc. (2010–2017). Before joining Laidlaw Wealth Management in 2020, Henrique Lucena was registered through Morgan Stanley and UBS Financial Services Inc.
- – present · 6 yearsCoral Gables, FL · Adviser representative · Firm CRD 150040
- Morgan Stanley– · 3 yearsAventura, FL · Adviser representative · Firm CRD 149777
- UBS Financial Services Inc.– · 6 yearsCoral Gables, FL · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Henrique Lucena is registered as an investment adviser representative in Florida, since August 2020.
- FloridaSince 11 August 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 October 2010 |
| Series 7 | General Securities Representative Examination | 13 November 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Henrique David Lucena
- CRD
- 5605196
- Firm
- Laidlaw Wealth Management · CRD 150040
- Office
- 2 Alhambra Plaza, Suite 620, Coral Gables, FL 33134
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Henrique Lucena work?
Henrique Lucena is an investment adviser representative registered through Laidlaw Wealth Management LLC since August 2020, and is not listed among the firm’s executive officers or direct owners.
Is Henrique Lucena a financial advisor?
Yes. Henrique Lucena has a current investment-adviser registration in Florida, through Laidlaw Wealth Management since August 2020.
How many years of experience does Henrique Lucena have?
Henrique Lucena has 17 years in the financial industry, since November 2008, across 3 adviser firms.
What exams has Henrique Lucena passed?
Henrique Lucena has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2008. FINRA credited Henrique Lucena with the SIE, which began in October 2018.
Where did Henrique Lucena work before Laidlaw Wealth Management?
Before Laidlaw Wealth Management, Henrique Lucena was registered through Morgan Stanley, March 2017 to July 2020; UBS Financial Services Inc., October 2010 to March 2017.
Where is Henrique Lucena based?
Henrique Lucena’s registered office is in Coral Gables, FL.
Is Henrique Lucena registered with FINRA?
Yes. Henrique Lucena has a current broker registration, under CRD 5605196.
Source: FINRA BrokerCheck
How can I verify Henrique Lucena’s record?
Search CRD 5605196 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Henrique Lucena’s full registration record.
