Heather Mosher has been an investment adviser representative at Tamarisk Financial since January 2022, and is not listed among the firm’s executive officers or direct owners. Heather Mosher holds a BS in Business Administration from Davenport University.
Tamarisk Financial, LLC is a Holland, MI firm with $781M under management, 1,378 clients and 16 advisers in one office, as of its July 2026 filing.
Heather Mosher is Financial Advisor of West Michigan Advisors, based in Holland, Michigan. Mosher has been in financial services since 2006, beginning at Hilliard Lyons and continuing at Raymond James, where Mosher also led the Holland branch as Branch Manager. Mosher joined West Michigan Advisors in 2022 and specializes in retirement planning, 401k rollovers and managing investment portfolios.
Heather Mosher’s longest registration was 11 years at Raymond James & Associates, Inc. (2010–2022). Before joining Tamarisk Financial in 2022, Heather Mosher was registered through Raymond James & Associates, Inc. and J.J.B. Hilliard, W.L. Lyons, LLC.
- West Michigan AdvisorsCurrent– present · 4 yearsHolland, MI · Adviser representative · Firm CRD 312073
- Raymond James & Associates, Inc.– · 11 yearsHolland, MI · Adviser representative · Firm CRD 705
- J.J.B. Hilliard, W.L. Lyons, LLC– · under a yearHolland, MI · Adviser representative · Firm CRD 453
Professional designations
Listed by Tamarisk Financial
- Accredited Asset Management Specialist (AAMS®)
Investment adviser representative registrations
Heather Mosher is registered as an investment adviser representative in Michigan, since January 2022.
- MichiganSince 12 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 19 January 2024 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 19 January 2024 |
| Series 7TO | General Securities Representative Examination | 19 January 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 March 2009 |
| Series 7 | General Securities Representative Examination | 10 February 2009 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Heather Lynnelle Mosher
- CRD
- 5124024
- Firm
- Tamarisk Financial · CRD 312073
- Office
- 301 HOOVER BLVD., SUITE 300, Holland, MI 49423
- Registration
- Investment adviser registration
- In the industry since
- February 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- westmichiganadvisors.com
Where does Heather Mosher work?
Heather Mosher is an investment adviser representative registered through Tamarisk Financial, LLC since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is Heather Mosher a financial advisor?
Yes. Heather Mosher has a current investment-adviser registration in Michigan, through Tamarisk Financial since January 2022.
How many years of experience does Heather Mosher have?
Heather Mosher has 17 years in the financial industry, since February 2009, across 3 adviser firms.
What exams has Heather Mosher passed?
Heather Mosher has passed 5 licensing exams: the Series 7, Series 66, Series 10, Series 9 and Series 7TO. The earliest, the Series 7, was passed in February 2009. FINRA credited Heather Mosher with the SIE, which began in October 2018.
Where did Heather Mosher work before Tamarisk Financial?
Before Tamarisk Financial, Heather Mosher was registered through J.J.B. Hilliard, W.L. Lyons, LLC, November 2009 to January 2010.
Where is Heather Mosher based?
Heather Mosher’s registered office is in Holland, MI.
Is Heather Mosher registered with FINRA?
No. Heather Mosher has no current broker registration.
How can I verify Heather Mosher’s record?
Search CRD 5124024 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Heather Mosher’s full registration record.
