Stephanie Smith has been Client Operations Specialist of Tamarisk Financial since May 2023, is a control person of the firm and directly owns under 5% of it.
Tamarisk Financial, LLC is a Holland, MI firm with $781M under management, 1,378 clients and 16 advisers in one office, as of its July 2026 filing.
Stephanie Smith’s longest registration was 8 years at Raymond James & Associates, Inc. (2012–2021). Before joining Tamarisk Financial in 2021, Stephanie Smith was registered through Raymond James & Associates, Inc.
- West Michigan AdvisorsCurrent– present · 5 yearsHolland, MI · Adviser representative · Firm CRD 312073
- Raymond James & Associates, Inc.– · 8 yearsHolland, MI · Adviser representative · Firm CRD 705
Investment adviser representative registrations
Stephanie Smith is registered as an investment adviser representative in Michigan, since February 2021.
- MichiganSince 18 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 April 2012 |
| Series 7 | General Securities Representative Examination | 4 November 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephanie Lynn Smith
- CRD
- 5843814
- Firm
- Tamarisk Financial · CRD 312073
- Role
- Client Operations Specialist
- Office
- 301 HOOVER BLVD., SUITE 300, Holland, MI 49423
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2011
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Stephanie Smith work?
Stephanie Smith has been Client Operations Specialist of Tamarisk Financial, LLC since May 2023, and is a control person of the firm.
Is Stephanie Smith a financial advisor?
Yes. Stephanie Smith has a current investment-adviser registration in Michigan, through Tamarisk Financial since February 2021.
How many years of experience does Stephanie Smith have?
Stephanie Smith has 14 years in the financial industry, since November 2011, across 2 adviser firms.
What exams has Stephanie Smith passed?
Stephanie Smith has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2011. FINRA credited Stephanie Smith with the SIE, which began in October 2018.
Where is Stephanie Smith based?
Stephanie Smith’s registered office is in Holland, MI.
Is Stephanie Smith registered with FINRA?
Yes. Stephanie Smith has a current broker registration, under CRD 5843814.
Source: FINRA BrokerCheck
How can I verify Stephanie Smith’s record?
Search CRD 5843814 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stephanie Smith’s full registration record.
- Lonny ElfenbeinChief Compliance Officer
Ryan GormanChief Investment Officer
Kevin ClarkSenior Partner
Aaron ClarkMember/CEO/Managing Partner
Thomas BoschMember/Partner