Heather Huppe has been CCO, COO, Member of Dachtler Wealth Advisors since February 2025, is a control person of the firm and directly owns between 25% and 50% of it.
Dachtler Wealth Advisors, LLC is a Folsom, CA firm with $120M under management, 198 clients and 4 advisers in one office, as of its March 2026 filing.
Heather Huppe’s longest registration was 8 years at Calton & Associates, Inc. (2017–2025). Before joining Dachtler Wealth Advisors in 2025, Heather Huppe was registered through Calton & Associates, Inc. and Ameritas Investment Corp.
- – present · 1 yearFolsom, CA · Adviser representative · Firm CRD 335863
- Calton & Associates, Inc.– · 8 yearsFolsom, CA · Adviser representative · Firm CRD 20999
- Ameritas Investment Corp– · 6 yearsFolsom, CA · Adviser representative · Firm CRD 14869
Investment adviser representative registrations
Heather Huppe is registered as an investment adviser representative in 2 states. The first approvals date from July 2025; the most recent is Texas, in March 2026.
- CaliforniaSince 22 July 2025
- TexasSince 20 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 September 2010 |
| Series 7 | General Securities Representative Examination | 24 August 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Heather Dachtler Huppe
- CRD
- 5775602
- Firm
- Dachtler Wealth Advisors · CRD 335863
- Role
- CCO, COO, Member
- Office
- 2130 E BIDWELL STREET, SUITE 100, Folsom, CA 95630
- Registration
- Investment adviser registration
- In the industry since
- August 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Heather Huppe work?
Heather Huppe has been CCO, COO, Member of Dachtler Wealth Advisors, LLC since February 2025, and is a control person of the firm.
Is Heather Huppe a financial advisor?
Yes. Heather Huppe has a current investment-adviser registration in California and Texas, through Dachtler Wealth Advisors since July 2025.
How many years of experience does Heather Huppe have?
Heather Huppe has 16 years in the financial industry, since August 2010, across 3 adviser firms.
What exams has Heather Huppe passed?
Heather Huppe has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2010. FINRA credited Heather Huppe with the SIE, which began in October 2018.
Where did Heather Huppe work before Dachtler Wealth Advisors?
Before Dachtler Wealth Advisors, Heather Huppe was registered through Calton & Associates, Inc., April 2017 to July 2025; Ameritas Investment Corp, January 2011 to May 2017.
Where is Heather Huppe based?
Heather Huppe’s registered office is in Folsom, CA.
Is Heather Huppe registered with FINRA?
No. Heather Huppe has no current broker registration.
How can I verify Heather Huppe’s record?
Search CRD 5775602 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Heather Huppe’s full registration record.
