Career
Heather Harris has been Chief Financial Officer, Managing Director of HBK Investments since March 2015. Heather Harris is a control person of the firm and directly owns under 5% of it. Heather Harris holds a BA in Business Economics from Wheaton College.
HBK Investments L.P. is a Dallas, TX firm with $35.6B under management, 7 clients and 61 advisers across 4 offices, as of its June 2026 filing.
HBK says Heather Harris joined in 2000 and is a partner, managing director and CFO, and chairs the valuation committee. She previously worked in accounting at Arthur Andersen.
No adviser firm registrations are on Heather Harris’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 27 | Financial and Operations Principal Examination | 30 March 2024 |
| Series 99TO | Operations Professional Examination | 30 March 2024 |
| SIE | Securities Industry Essentials Examination | 30 March 2024 |
- Name
- Financial and Operations Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
Individual record
- Full name
- Heather Lynne Harris
- CRD
- 4144805
- Firm bio
- hbk.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Heather Harris work?
Heather Harris has been Chief Financial Officer, Managing Director of HBK Investments L.P. since March 2015, and is a control person of the firm.
Does Heather Harris have a current investment-adviser registration?
Heather Harris has no current investment-adviser or broker registration.
What exams has Heather Harris passed?
Heather Harris has passed 3 licensing exams: the Series 27, Series 99TO and SIE. The earliest, the Series 27, was passed in March 2024.