Heather Brockhurst has been an investment adviser representative at Prosperitas Financial since September 2023, and is not listed among the firm’s executive officers or direct owners. Heather Brockhurst holds a Degree in Psychology from Miami University, Oxford, Ohio. Heather Brockhurst is a graduate of degree in School Psychology, John Carroll University.
Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.
Heather Brockhurst is Financial Advisor of Prosperitas Financial. She works with the firm's strategic partners on retirement planning, college planning, estate planning, tax strategies and asset allocation. Before becoming a financial advisor, she spent 9 years as a school psychologist in Las Vegas.
Heather Brockhurst’s longest registration is the current one, 3 years at Prosperitas Financial since 2023. Before joining Prosperitas Financial in 2023, Heather Brockhurst was registered through MML Investors Services, LLC and Park Avenue Securities LLC.
- Prosperitas Financial, LLCCurrent– present · 3 yearsLas Vegas, NV · Adviser representative · Firm CRD 315768
- MML Investors Services, LLC– · 1 yearLas Vegas, NV · Adviser representative · Firm CRD 10409
- Park Avenue Securities LLC– · 1 yearLas Vegas, NV · Adviser representative · Firm CRD 46173
- Ameriprise Financial Services, Inc.– · under a yearLas Vegas, NV · Adviser representative · Firm CRD 6363
- RBC Capital Markets, LLC– · under a yearMount Laurel, NJ · Adviser representative · Firm CRD 31194
- Wells Fargo Advisors, LLC– · under a yearPhiladelphia, PA · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Heather Brockhurst is registered as an investment adviser representative in Nevada, since September 2023.
- NevadaSince 6 September 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 March 2014 |
| Series 7 | General Securities Representative Examination | 6 January 2014 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Heather Mary Brockhurst
- CRD
- 6260674
- Firm
- Prosperitas Financial · CRD 315768
- Office
- 8400 W. Sunset Road, Suite #300, Las Vegas, NV 89113
- Registration
- Investment adviser registration
- In the industry since
- June 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prosperitasfin.com
Where does Heather Brockhurst work?
Heather Brockhurst is an investment adviser representative registered through Prosperitas Financial, LLC since September 2023, and is not listed among the firm’s executive officers or direct owners.
Is Heather Brockhurst a financial advisor?
Yes. Heather Brockhurst has a current investment-adviser registration in Nevada, through Prosperitas Financial since September 2023.
How many years of experience does Heather Brockhurst have?
Heather Brockhurst has 8 years in the financial industry, since June 2018, across 6 adviser firms.
What exams has Heather Brockhurst passed?
Heather Brockhurst has passed 3 licensing exams: the Series 7, Series 66 and Series 7TO. The earliest, the Series 7, was passed in January 2014. FINRA credited Heather Brockhurst with the SIE, which began in October 2018.
Where did Heather Brockhurst work before Prosperitas Financial?
Before Prosperitas Financial, Heather Brockhurst was registered through MML Investors Services, LLC, November 2021 to August 2023; Park Avenue Securities LLC, September 2019 to June 2021; Ameriprise Financial Services, Inc., May 2017 to August 2017; RBC Capital Markets, LLC, September 2014 to June 2015; Wells Fargo Advisors, LLC, March 2014 to July 2014.
Where is Heather Brockhurst based?
Heather Brockhurst’s registered office is in Las Vegas, NV.
Is Heather Brockhurst registered with FINRA?
No. Heather Brockhurst has no current broker registration.
How can I verify Heather Brockhurst’s record?
Search CRD 6260674 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Heather Brockhurst’s full registration record.
