Guy Cumbie has been an investment adviser representative at Rhodes Investment Advisors since February 2021, and is not listed among the firm’s executive officers or direct owners.
Rhodes Investment Advisors, Inc. is a Fort Worth, TX firm with $419M under management, 805 clients and 9 advisers across 4 offices, as of its August 2026 filing.
Guy Cumbie’s longest registration is the current one, 19 years at Cumbie Advisory Services, Inc since 2007.
- – present · 5 yearsFort Worth, TX · Adviser representative · Firm CRD 114245
- – · 11 yearsFort Worth, TX · Adviser representative · Firm CRD 114245
- Cumbie Advisory Services, IncAlso current– present · 19 yearsFort Worth, TX · Adviser representative · Firm CRD 142606
Investment adviser representative registrations
Guy Cumbie is registered as an investment adviser representative in Texas, since January 2017.
- TexasSince 5 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 July 1995 |
| Series 24 | General Securities Principal Examination | 2 August 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 October 1983 |
| Series 7 | General Securities Representative Examination | 16 July 1983 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Guy Marc Cumbie
- CRD
- 1163074
- Firm
- Rhodes Investment Advisors · CRD 114245
- Office
- 306 WEST 7TH STREET, SUITE 1000, Fort Worth, TX 76012
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1983
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Guy Cumbie work?
Guy Cumbie is an investment adviser representative registered through Rhodes Investment Advisors, Inc. since February 2021, and is not listed among the firm’s executive officers or direct owners.
Is Guy Cumbie a financial advisor?
Yes. Guy Cumbie has a current investment-adviser registration in Texas, through Rhodes Investment Advisors since February 2021.
How many years of experience does Guy Cumbie have?
Guy Cumbie has 43 years in the financial industry, since July 1983, across 2 adviser firms.
What exams has Guy Cumbie passed?
Guy Cumbie has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 65 and Series 99TO. The earliest, the Series 7, was passed in July 1983. FINRA credited Guy Cumbie with the SIE, which began in October 2018.
Where is Guy Cumbie based?
Guy Cumbie’s registered office is in Fort Worth, TX.
Is Guy Cumbie registered with FINRA?
Yes. Guy Cumbie has a current broker registration, under CRD 1163074.
Source: FINRA BrokerCheck
How can I verify Guy Cumbie’s record?
Search CRD 1163074 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Guy Cumbie’s full registration record.