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Guozhen Pan

Head of Risk, Legal and Compliance at Bosera Asset Management (International) Co., Limited

Officer recordForm ADV filed 2 April 2026

Guozhen Pan is Head of Risk, Legal and Compliance of Bosera Asset Management (International) Co., Limited, a Hong Kong investment adviser.

Career

Guozhen Pan has been Head of Risk, Legal and Compliance of Bosera Asset Management (International) Co., Limited since January 2026. Guozhen Pan is not listed as a control person, but directly owns under 5% of the firm.

Bosera Asset Management (International) Co., Limited is a Hong Kong firm with $17.3B under management, 51 clients and 15 advisers in one office, as of its April 2026 filing.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Guozhen Pan is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Guozhen Pan
CRD
8246733
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Guozhen Pan work?

Guozhen Pan has been Head of Risk, Legal and Compliance of Bosera Asset Management (International) Co., Limited since January 2026.

Source: Form ADV, Schedule A, filed 2 April 2026

Leadership at Bosera Asset Management (International) Co., Limited

Sources

  1. IAPD individual lookup, CRD 8246733. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Bosera Asset Management (International) Co., Limited, filed 2 April 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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