Gregory Zoraian has been an investment adviser representative at Shelter Rock Management since April 2014, and is not listed among the firm’s executive officers or direct owners.
Shelter Rock Management, LLC is a Jericho, NY firm with $232M under management, 142 clients and 4 advisers in one office, as of its March 2026 filing.
Investment adviser representative registrations
Gregory Zoraian is registered as an investment adviser representative in New York, since August 2021.
- New YorkSince 12 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 December 2007 |
| Series 7 | General Securities Representative Examination | 20 December 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 July 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 June 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Gregory Sam Zoraian
- CRD
- 3239798
- Firm
- Shelter Rock Management · CRD 142739
- Registration
- Investment adviser registration
- In the industry since
- April 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Gregory Zoraian work?
Gregory Zoraian is an investment adviser representative registered through Shelter Rock Management, LLC since April 2014, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Zoraian a financial advisor?
Yes. Gregory Zoraian has a current investment-adviser registration in New York, through Shelter Rock Management since April 2014.
How many years of experience does Gregory Zoraian have?
Gregory Zoraian has 12 years in the financial industry, since April 2014, across 1 adviser firm.
What exams has Gregory Zoraian passed?
Gregory Zoraian has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in June 1999.
Is Gregory Zoraian registered with FINRA?
No. Gregory Zoraian has no current broker registration.
How can I verify Gregory Zoraian’s record?
Search CRD 3239798 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Zoraian’s full registration record.