Sean Chaitman has been President/CEO/Chief Compliance Officer of Shelter Rock Management since November 2006, is a control person of the firm and directly owns 75% or more of it. Sean Chaitman holds an MBA from Columbia Business School and a BS in Economics from the University of Wisconsin, Madison.
Shelter Rock Management, LLC is a Jericho, NY firm with $232M under management, 142 clients and 4 advisers in one office, as of its March 2026 filing.
Sean Chaitman is President and Chief Investment Officer of Shelter Rock Management. He has close to three decades of investment management experience as a portfolio manager and a research analyst. Before Shelter Rock he was a member of Heirloom Capital Management and Zinc Capital Management, and was formerly a senior equity research analyst at Jesup & Lamont Securities Corporation.
- Shelter Rock Management, LLCCurrent– present · 16 yearsJericho, NY · Adviser representative · Firm CRD 142739
Investment adviser representative registrations
Sean Chaitman is registered as an investment adviser representative in 2 states. The first approvals date from October 2010; the most recent is New York, in July 2021.
- MissouriSince 25 October 2010
- New YorkSince 22 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 September 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 September 1995 |
| Series 7 | General Securities Representative Examination | 11 November 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sean Edward Chaitman
- CRD
- 2499707
- Firm
- Shelter Rock Management · CRD 142739
- Role
- President/CEO/Chief Compliance Officer
- Office
- 375 NORTH BROADWAY, SUITE 207, Jericho, NY 11753
- Registration
- Investment adviser registration
- In the industry since
- June 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- shelterrockmanagement.com
Where does Sean Chaitman work?
Sean Chaitman has been President/CEO/Chief Compliance Officer of Shelter Rock Management, LLC since November 2006, and is a control person of the firm.
Is Sean Chaitman a financial advisor?
Yes. Sean Chaitman has a current investment-adviser registration in Missouri and New York, through Shelter Rock Management since June 2010.
How many years of experience does Sean Chaitman have?
Sean Chaitman has 16 years in the financial industry, since June 2010, across 1 adviser firm.
What exams has Sean Chaitman passed?
Sean Chaitman has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 1994.
Where is Sean Chaitman based?
Sean Chaitman’s registered office is in Jericho, NY.
Is Sean Chaitman registered with FINRA?
No. Sean Chaitman has no current broker registration.
How can I verify Sean Chaitman’s record?
Search CRD 2499707 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean Chaitman’s full registration record.