Gregory Mallia has been an investment adviser representative at Fortitude Advisory Group since November 2021, and is not listed among the firm’s executive officers or direct owners.
Fortitude Advisory Group L.L.C. is a Gig Harbor, WA firm with $468M under management, 622 clients and 15 advisers across 9 offices, as of its September 2026 filing.
Gregory Mallia is Co-Founder & Managing Partner of ProActive Planning Partners, a New York investment advisory firm. Mallia co-founded the firm to help companies customize their corporate benefits packages to align with their values and goals. His bio describes experience working with clients ranging from well-known celebrities to mom & pop businesses.
Gregory Mallia’s longest registration was 5 years at Private Advisor Group, LLC (2017–2022). Before joining Fortitude Advisory Group in 2021, Gregory Mallia was registered through Private Advisor Group, LLC.
- – present · 4 yearsNew York, NY · Adviser representative · Firm CRD 116083
- Private Advisor Group, LLC– · 5 yearsNew York, NY · Adviser representative · Firm CRD 155216
Professional designations
Listed by Fortitude Advisory Group
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Gregory Mallia is registered as an investment adviser representative in New York, since November 2021.
- New YorkSince 4 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 March 2017 |
| Series 7 | General Securities Representative Examination | 2 March 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gregory Vincent Mallia
- CRD
- 6257387
- Firm
- Fortitude Advisory Group · CRD 116083
- Office
- 420 Lexington Ave, Suite 1402, New York, NY 10170
- Registration
- Investment adviser registration
- In the industry since
- August 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- p3wm.com
Where does Gregory Mallia work?
Gregory Mallia is an investment adviser representative registered through Fortitude Advisory Group L.L.C. since November 2021, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Mallia a financial advisor?
Yes. Gregory Mallia has a current investment-adviser registration in New York, through Fortitude Advisory Group since November 2021.
How many years of experience does Gregory Mallia have?
Gregory Mallia has 11 years in the financial industry, since August 2015, across 2 adviser firms.
What exams has Gregory Mallia passed?
Gregory Mallia has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2015. FINRA credited Gregory Mallia with the SIE, which began in October 2018.
Where is Gregory Mallia based?
Gregory Mallia’s registered office is in New York, NY.
Is Gregory Mallia registered with FINRA?
No. Gregory Mallia has no current broker registration.
How can I verify Gregory Mallia’s record?
Search CRD 6257387 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Mallia’s full registration record.