Gregory Grimes has been an investment adviser representative at Strategic Equity Management since December 2024, and is not listed among the firm’s executive officers or direct owners.
Strategic Equity Management, Inc. is a Tucson, AZ firm with $933M under management, 1,990 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Gregory Grimes’ longest registration was 9 years at Centaurus Financial, Inc. (2009–2019). Before joining Strategic Equity Management in 2024, Gregory Grimes was registered through Osaic Advisory Services, LLC and Osaic Wealth, Inc.
- Sem Wealth ManagementCurrent– present · 1 yearColumbia, MO · Adviser representative · Firm CRD 112142
- Osaic Advisory Services, LLC– · under a yearAtlanta, GA · Adviser representative · Firm CRD 171070
- Osaic Wealth, Inc.– · under a yearColumbia, MO · Adviser representative · Firm CRD 23131
- Arbor Point Advisors– · 5 yearsColumbia, MO · Adviser representative · Firm CRD 165127
- Securities America Advisors, Inc.– · 5 yearsColumbia, MO · Adviser representative · Firm CRD 110518
- Centaurus Financial, Inc.– · 9 yearsColumbia, MO · Adviser representative · Firm CRD 30833
- Next Financial Group, Inc.– · 3 yearsColumbia, MO · Adviser representative · Firm CRD 46214
Investment adviser representative registrations
Gregory Grimes is registered as an investment adviser representative in Missouri, since December 2024.
- MissouriSince 10 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 8 June 2006 |
| Series 7 | General Securities Representative Examination | 21 January 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 September 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 August 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Gregory Lynn Grimes
- CRD
- 2532212
- Firm
- Strategic Equity Management · CRD 112142
- Office
- Columbia, MO
- Registration
- Investment adviser registration
- In the industry since
- September 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Gregory Grimes work?
Gregory Grimes is an investment adviser representative registered through Strategic Equity Management, Inc. since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Grimes a financial advisor?
Yes. Gregory Grimes has a current investment-adviser registration in Missouri, through Strategic Equity Management since December 2024.
How many years of experience does Gregory Grimes have?
Gregory Grimes has 32 years in the financial industry, since September 1994, across 7 adviser firms.
What exams has Gregory Grimes passed?
Gregory Grimes has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in August 1994. FINRA credited Gregory Grimes with the SIE, which began in October 2018.
Where did Gregory Grimes work before Strategic Equity Management?
Before Strategic Equity Management, Gregory Grimes was registered through Osaic Advisory Services, LLC, November 2024 to December 2024; Osaic Wealth, Inc., June 2024 to December 2024; Arbor Point Advisors, April 2019 to November 2024; Securities America Advisors, Inc., April 2019 to June 2024; Centaurus Financial, Inc., September 2009 to April 2019; Next Financial Group, Inc., July 2006 to September 2009.
Where is Gregory Grimes based?
Gregory Grimes’ registered office is in Columbia, MO.
Is Gregory Grimes registered with FINRA?
No. Gregory Grimes has no current broker registration.
How can I verify Gregory Grimes’ record?
Search CRD 2532212 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Grimes’ full registration record.
