Richard Gage has been President/Chief Compliance Officer/Treasurer of Strategic Equity Management since July 1992, is a control person of the firm and directly owns between 50% and 75% of it. Richard Gage holds a Bachelor of Science in Engineering from South Dakota School of Mines & Technology and a Master of Business Administration from the University of Phoenix.
Strategic Equity Management, Inc. is a Tucson, AZ firm with $933M under management, 1,990 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Richard Gage is President & Chief Executive Officer of SEM Wealth Management. He founded SEM in 1992.
- Sem Wealth ManagementCurrent– present · 31 yearsTucson, AZ · Adviser representative · Firm CRD 112142
Investment adviser representative registrations
Richard Gage is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 1995; the most recent is Texas, in April 2004.
- ArizonaSince 19 July 1995
- TexasResidentSince 13 April 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 62 | Corporate Securities Limited Representative Examination | 7 June 2005 |
| Series 22 | Direct Participation Programs Representative Examination | 3 August 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 January 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 January 2000 |
| Series 2 | Non-Member General Securities Examination | 22 September 1995 |
| Series 65 | Uniform Investment Adviser Law Examination | 28 August 1995 |
- Name
- Corporate Securities Limited Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Non-Member General Securities Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Richard Chandler Gage
- CRD
- 2658551
- Firm
- Strategic Equity Management · CRD 112142
- Role
- President/Chief Compliance Officer/Treasurer
- Office
- 7367 E. Tanque Verde Rd, Tucson, AZ 85715
- Registration
- Investment adviser registration
- In the industry since
- July 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- semwealth.com
Where does Richard Gage work?
Richard Gage has been President/Chief Compliance Officer/Treasurer of Strategic Equity Management, Inc. since July 1992, and is a control person of the firm.
Is Richard Gage a financial advisor?
Yes. Richard Gage has a current investment-adviser registration in Arizona and Texas, through Strategic Equity Management since July 1995.
How many years of experience does Richard Gage have?
Richard Gage has 31 years in the financial industry, since July 1995, across 1 adviser firm.
What exams has Richard Gage passed?
Richard Gage has passed 6 licensing exams: the Series 65, Series 2, Series 6, Series 63, Series 22 and Series 62. The earliest, the Series 65, was passed in August 1995.
Where is Richard Gage based?
Richard Gage’s registered office is in Tucson, AZ.
Is Richard Gage registered with FINRA?
No. Richard Gage has no current broker registration.
How can I verify Richard Gage’s record?
Search CRD 2658551 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Gage’s full registration record.
