Gregory Brawn has been an investment adviser representative at Success Wealth Management since March 2019, and is not listed among the firm’s executive officers or direct owners. Gregory Brawn holds a Bachelor's degree in Finance from Edinboro University.
Success Wealth Management LLC is a Wexford, PA firm with $110M under management, 821 clients and 15 advisers across 15 offices, as of its September 2026 filing.
Greg Brawn is an Investment Adviser Representative of Success Wealth Management, based in Western Pennsylvania. He has spent the last 11 years as a financial advisor and retirement specialist.
Gregory Brawn’s longest registration was 7 years at Waddell & Reed (2011–2018). Before joining Success Wealth Management in 2019, Gregory Brawn was registered through Waddell & Reed.
- – present · 7 yearsCambridge Springs, PA · Adviser representative · Firm CRD 299094
- Waddell & Reed– · 7 yearsErie, PA · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Gregory Brawn is registered as an investment adviser representative in Pennsylvania, since March 2019.
- PennsylvaniaSince 14 March 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 November 2009 |
| Series 7 | General Securities Representative Examination | 4 November 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gregory Mark Brawn
- CRD
- 5693195
- Firm
- Success Wealth Management · CRD 299094
- Office
- Cambridge Springs, PA
- Registration
- Investment adviser registration
- In the industry since
- January 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- successwealth.org
Where does Gregory Brawn work?
Gregory Brawn is an investment adviser representative registered through Success Wealth Management LLC since March 2019, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Brawn a financial advisor?
Yes. Gregory Brawn has a current investment-adviser registration in Pennsylvania, through Success Wealth Management since March 2019.
How many years of experience does Gregory Brawn have?
Gregory Brawn has 16 years in the financial industry, since January 2010, across 2 adviser firms.
What exams has Gregory Brawn passed?
Gregory Brawn has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2009. FINRA credited Gregory Brawn with the SIE, which began in October 2018.
Where did Gregory Brawn work before Success Wealth Management?
Before Success Wealth Management, Gregory Brawn was registered through Waddell & Reed, January 2011 to December 2018.
Where is Gregory Brawn based?
Gregory Brawn’s registered office is in Cambridge Springs, PA.
Is Gregory Brawn registered with FINRA?
No. Gregory Brawn has no current broker registration.
How can I verify Gregory Brawn’s record?
Search CRD 5693195 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Brawn’s full registration record.
