Gregory Barr has been an investment adviser representative at Herbert J. Sims Capital Management since January 2025, and is not listed among the firm’s executive officers or direct owners.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
Gregory Barr’s longest registration was 18 years at Citigroup Global Markets Inc. (1991–2009). Before joining Herbert J. Sims Capital Management in 2025, Gregory Barr was registered through Stoever Glass Wealth Management, Inc. and American Asset Management Inc.
- – present · 1 yearBoca Raton, FL · Adviser representative · Firm CRD 134510
- Stoever Glass Wealth Management, Inc.– · 4 yearsboca raton, FL · Adviser representative · Firm CRD 173091
- American Asset Management Inc.– · 3 yearsBoca Raton, FL · Adviser representative · Firm CRD 123116
- Raymond James & Associates, Inc.– · 2 yearsBoca Raton, FL · Adviser representative · Firm CRD 705
- Deutsche Bank Securities Inc.– · 2 yearsPalm Beach, FL · Adviser representative · Firm CRD 2525
- Morgan Stanley Smith Barney LLC– · 2 yearsBoca Raton, FL · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 18 yearsBoca Raton, FL · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Gregory Barr is registered as an investment adviser representative in Florida, since January 2025.
- FloridaSince 16 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 26 September 2018 |
| Series 66 | Uniform Combined State Law Examination | 3 August 2016 |
| Series 31 | Futures Managed Funds Examination | 1 July 2003 |
| Series 7 | General Securities Representative Examination | 15 December 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Full name
- Gregory Edward Barr
- CRD
- 1312703
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Office
- 2700 North Military Trail, Boca Raton, FL 33432
- Registration
- Investment adviser registration
- In the industry since
- April 1985
- Disciplinary history
- Not yet shown here · SEC record
Where does Gregory Barr work?
Gregory Barr is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Barr a financial advisor?
Yes. Gregory Barr has a current investment-adviser registration in Florida, through Herbert J. Sims Capital Management since January 2025.
How many years of experience does Gregory Barr have?
Gregory Barr has 41 years in the financial industry, since April 1985, across 7 adviser firms.
What exams has Gregory Barr passed?
Gregory Barr has passed 4 licensing exams: the Series 7, Series 31, Series 66 and Series 63. The earliest, the Series 7, was passed in December 1984. FINRA credited Gregory Barr with the SIE, which began in October 2018.
Where did Gregory Barr work before Herbert J. Sims Capital Management?
Before Herbert J. Sims Capital Management, Gregory Barr was registered through Stoever Glass Wealth Management, Inc., March 2020 to January 2025; American Asset Management Inc., November 2016 to March 2020; Raymond James & Associates, Inc., July 2014 to July 2016; Deutsche Bank Securities Inc., March 2012 to May 2014; Morgan Stanley Smith Barney LLC, June 2009 to April 2012; Citigroup Global Markets Inc., April 1991 to June 2009.
Where is Gregory Barr based?
Gregory Barr’s registered office is in Boca Raton, FL.
Is Gregory Barr registered with FINRA?
No. Gregory Barr has no current broker registration.
How can I verify Gregory Barr’s record?
Search CRD 1312703 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Barr’s full registration record.
