Gregory Alessandra has been Managing Member and Chief Compliance Officer of Alessandra Capital Management since February 1999, is a control person of the firm and directly owns under 5% of it. Gregory Alessandra holds a Degree in Economics from Stanford University.
Alessandra Capital Management, LLC is a Torrance, CA firm with $154M under management, 174 clients and 2 advisers in one office, as of its March 2026 filing.
Greg Alessandra is CEO, CCO and Portfolio Manager of Alessandra Capital Management, LLC, based in Torrance, California. He began his career with Cargill in 1987, trading in the precious metals, foreign exchange and financial instruments markets in the United States and Europe. He has been a financial advisor for over 25 years.
Gregory Alessandra’s longest registration is the current one, 22 years at Alessandra Capital Management since 2004.
- LPL Financial LLC– · 1 yearTorrance, CA · Adviser representative · Firm CRD 6413
- First Allied Advisory Services, Inc.– · 2 yearsRolling Hills Estates, CA · Adviser representative · Firm CRD 137888
- – present · 22 yearsTorrance, CA · Adviser representative · Firm CRD 123305
Investment adviser representative registrations
Gregory Alessandra is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2004; the most recent is Texas, in April 2010.
- CaliforniaSince 16 August 2004
- TexasResidentSince 16 April 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 31 January 2008 |
| Series 24 | General Securities Principal Examination | 11 May 2000 |
| Series 4 | Registered Options Principal Examination | 11 May 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 January 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 January 1996 |
| Series 7 | General Securities Representative Examination | 31 August 1995 |
| Series 3 | National Commodity Futures Examination | 15 January 1993 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
- Full name
- Gregory Paul Alessandra
- CRD
- 1897511
- Firm
- Alessandra Capital Management · CRD 123305
- Role
- Managing Member and Chief Compliance Officer
- Office
- 23670 HAWTHORNE BOULEVARD, SUITE 207, Torrance, CA 90505
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- alessandracapital.com
Where does Gregory Alessandra work?
Gregory Alessandra has been Managing Member and Chief Compliance Officer of Alessandra Capital Management, LLC since February 1999, and is a control person of the firm.
Is Gregory Alessandra a financial advisor?
Yes. Gregory Alessandra has a current investment-adviser registration in California and Texas, through Alessandra Capital Management since August 2004.
How many years of experience does Gregory Alessandra have?
Gregory Alessandra has 31 years in the financial industry, since September 1995, across 3 adviser firms.
What exams has Gregory Alessandra passed?
Gregory Alessandra has passed 8 licensing exams: the Series 3, Series 7, Series 65, Series 63, Series 24, Series 4, Series 51 and Series 99TO. The earliest, the Series 3, was passed in January 1993. FINRA credited Gregory Alessandra with the SIE, which began in October 2018.
Where is Gregory Alessandra based?
Gregory Alessandra’s registered office is in Torrance, CA.
Is Gregory Alessandra registered with FINRA?
Yes. Gregory Alessandra has a current broker registration, under CRD 1897511.
Source: FINRA BrokerCheck
How can I verify Gregory Alessandra’s record?
Search CRD 1897511 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gregory Alessandra’s full registration record.