Gregg Kleinman has been an investment adviser representative at Global Wealth Management Investment Advisory since August 2022, and is not listed among the firm’s executive officers or direct owners. Gregg Kleinman holds a Bachelor's and Master's degrees from the University of Central Florida.
Global Wealth Management Investment Advisory, Inc. is a Fort Lauderdale, FL firm with $723M under management, 1,667 clients and 10 advisers across 5 offices, as of its March 2026 filing.
Gregg Kleinman is Senior Vice President of Wealth Management at Global Wealth Management. He has 20 years of experience in the financial services industry across financial planning, retirement strategy, investment management and portfolio analysis. Before joining the firm in 2022, he spent 15 years at Morgan Stanley, where he held roles including Vice President, Portfolio Management Associate Director and Consulting Group Analyst.
Gregg Kleinman’s longest registration was 12 years at Morgan Stanley (2009–2021). Before joining Global Wealth Management Investment Advisory in 2022, Gregg Kleinman was registered through Morgan Stanley and Citigroup Global Markets Inc.
- – present · 4 yearsFort Lauderdale, FL · Adviser representative · Firm CRD 286005
- Morgan Stanley– · 12 yearsBoca Raton, FL · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 2 yearsBoca Raton, FL · Adviser representative · Firm CRD 7059
Professional designations
Listed by Global Wealth Management Investment Advisory
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Gregg Kleinman is registered as an investment adviser representative in Florida, since August 2022.
- FloridaSince 17 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 27 March 2010 |
| Series 66 | Uniform Combined State Law Examination | 16 January 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 June 2004 |
| Series 7 | General Securities Representative Examination | 7 June 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4773338
- Firm
- Global Wealth Management Investment Advisory · CRD 286005
- Office
- 1301 EAST BROWARD BLVD, SUITE 200, Fort Lauderdale, FL 33301
- Registration
- Investment adviser registration
- In the industry since
- August 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- askglobalwealth.com
Where does Gregg Kleinman work?
Gregg Kleinman is an investment adviser representative registered through Global Wealth Management Investment Advisory, Inc. since August 2022, and is not listed among the firm’s executive officers or direct owners.
Is Gregg Kleinman a financial advisor?
Yes. Gregg Kleinman has a current investment-adviser registration in Florida, through Global Wealth Management Investment Advisory since August 2022.
How many years of experience does Gregg Kleinman have?
Gregg Kleinman has 20 years in the financial industry, since August 2006, across 3 adviser firms.
What exams has Gregg Kleinman passed?
Gregg Kleinman has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 31. The earliest, the Series 7, was passed in June 2004. FINRA credited Gregg Kleinman with the SIE, which began in October 2018.
Where did Gregg Kleinman work before Global Wealth Management Investment Advisory?
Before Global Wealth Management Investment Advisory, Gregg Kleinman was registered through Morgan Stanley, June 2009 to June 2021; Citigroup Global Markets Inc., February 2007 to June 2009.
Where is Gregg Kleinman based?
Gregg Kleinman’s registered office is in Fort Lauderdale, FL.
Is Gregg Kleinman registered with FINRA?
No. Gregg Kleinman has no current broker registration.
Is Gregg Kleinman a CFP?
Global Wealth Management Investment Advisory lists Gregg Kleinman with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Gregg Kleinman’s record?
Search CRD 4773338 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregg Kleinman’s full registration record.
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Christopher ConnessDirector- John ThomasCIO
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