Andrew Costa has been CEO of Global Wealth Management Investment Advisory since February 2017, is a control person of the firm and directly owns between 50% and 75% of it.
Global Wealth Management Investment Advisory, Inc. is a Fort Lauderdale, FL firm with $723M under management, 1,667 clients and 10 advisers across 5 offices, as of its March 2026 filing.
- Costa Financial Group, Inc.– · 3 yearsBoca Raton, FL · Adviser representative · Firm CRD 111218
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 January 2005 |
| Series 7 | General Securities Representative Examination | 6 October 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew Montgomery Costa
- CRD
- 4847063
- Firm
- Global Wealth Management Investment Advisory · CRD 286005
- Role
- CEO
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Costa work?
Andrew Costa has been CEO of Global Wealth Management Investment Advisory, Inc. since February 2017, and is a control person of the firm.
Does Andrew Costa have a current investment-adviser registration?
Andrew Costa has no current investment-adviser or broker registration.
What exams has Andrew Costa passed?
Andrew Costa has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2004. FINRA credited Andrew Costa with the SIE, which began in October 2018.
Where was Andrew Costa previously registered as an investment adviser?
Andrew Costa has past investment-adviser registrations through Costa Financial Group, Inc., February 2005 to March 2008, across 1 firm.
Is Andrew Costa registered with FINRA?
No. Andrew Costa has no current broker registration.
How can I verify Andrew Costa’s record?
Search CRD 4847063 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Costa’s full registration record.
- Lejeana LoveChief Compliance Officer
Christopher ConnessDirector- John ThomasCIO