Gray Pendleton has been President, CEO, Managing Member & CCO of Pendleton Financial since February 2023, is a control person of the firm and directly owns 75% or more of it.
Pendleton Financial, LLC is a Raleigh, NC firm with $160M under management, 143 clients and 1 adviser in one office, as of its March 2026 filing.
Gray Pendleton’s longest registration was 10 years at Concourse Financial Group Advisors (2013–2023). Before joining Pendleton Financial in 2023, Gray Pendleton was registered through Concourse Financial Group Advisors.
- – present · 3 yearsRaleigh, NC · Adviser representative · Firm CRD 325303
- Concourse Financial Group Advisors– · 10 yearsRaleigh, NC · Adviser representative · Firm CRD 15708
Investment adviser representative registrations
Gray Pendleton is registered as an investment adviser representative in North Carolina, since June 2023.
- North CarolinaSince 16 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 March 2013 |
| Series 7 | General Securities Representative Examination | 19 January 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gray Ellis Pendleton
- CRD
- 5968190
- Firm
- Pendleton Financial · CRD 325303
- Role
- President, CEO, Managing Member & CCO
- Office
- 2607 OBERLIN ROAD, SUITE 100, Raleigh, NC 27608
- Registration
- Investment adviser registration
- In the industry since
- January 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Gray Pendleton work?
Gray Pendleton has been President, CEO, Managing Member & CCO of Pendleton Financial, LLC since February 2023, and is a control person of the firm.
Is Gray Pendleton a financial advisor?
Yes. Gray Pendleton has a current investment-adviser registration in North Carolina, through Pendleton Financial since June 2023.
How many years of experience does Gray Pendleton have?
Gray Pendleton has 13 years in the financial industry, since January 2013, across 2 adviser firms.
What exams has Gray Pendleton passed?
Gray Pendleton has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2013. FINRA credited Gray Pendleton with the SIE, which began in October 2018.
Where is Gray Pendleton based?
Gray Pendleton’s registered office is in Raleigh, NC.
Is Gray Pendleton registered with FINRA?
No. Gray Pendleton has no current broker registration.
How can I verify Gray Pendleton’s record?
Search CRD 5968190 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gray Pendleton’s full registration record.