Grady Gaynor has been Member/CEO of Indie Asset Partners since April 2010, is a control person of the firm and directly owns between 50% and 75% of it. Grady Gaynor holds a Degree in Business Administration from Bellarmine University.
Indie Asset Partners, LLC is a Carmel, IN firm with $685M under management, 313 clients and 3 advisers in one office, as of its March 2026 filing.
Grady Gaynor is President & CEO of Indie Asset Partners, LLC. He has over 30 years of experience in the financial services and banking industries. His primary focus has been on helping high net-worth families achieve their investment objectives, with efforts centered on portfolio management using technical analysis.
Grady Gaynor’s longest registration was 16 years at Indie Asset Partners, LLC (2010–2026).
- Shepherd Financial Investment Advisory LLCAlso current– present · under a yearCarmel, IN · Adviser representative · Firm CRD 288623
- LPL Financial Corporation– · 5 yearsCarmel, IN · Adviser representative · Firm CRD 6413
- Raymond James Financial Services– · 2 yearsIndianapolis, IN · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Grady Gaynor is registered as an investment adviser representative in 2 states. Each was approved in October 2026.
- IndianaSince 1 October 2026
- TexasSince 1 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 10 May 2005 |
| Series 66 | Uniform Combined State Law Examination | 25 February 2000 |
| Series 7 | General Securities Representative Examination | 7 February 2000 |
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Grady J. Gaynor
- CRD
- 4098375
- Firm
- Indie Asset Partners · CRD 154503
- Role
- Member/CEO
- Registration
- Investment adviser registration
- In the industry since
- April 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- indieasset.com
Where does Grady Gaynor work?
Grady Gaynor has been Member/CEO of Indie Asset Partners, LLC since April 2010, and is a control person of the firm.
Is Grady Gaynor a financial advisor?
Yes. Grady Gaynor has a current investment-adviser registration in Indiana and Texas.
How many years of experience does Grady Gaynor have?
Grady Gaynor has 24 years in the financial industry, since April 2002, across 4 adviser firms.
What exams has Grady Gaynor passed?
Grady Gaynor has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in February 2000.
Where was Grady Gaynor previously registered as an investment adviser?
Grady Gaynor has past investment-adviser registrations through Indie Asset Partners, LLC, September 2010 to October 2026; LPL Financial Corporation, February 2005 to October 2010; Raymond James Financial Services, April 2002 to February 2005, across 4 firms.
Is Grady Gaynor registered with FINRA?
No. Grady Gaynor has no current broker registration.
How can I verify Grady Gaynor’s record?
Search CRD 4098375 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Grady Gaynor’s full registration record.
