Giulia King has been an investment adviser representative at Align Wealth Management since November 2023, and is not listed among the firm’s executive officers or direct owners.
Align Wealth Management, LLC is a San Jose, CA firm with $117M under management, 69 clients and 2 advisers across 2 offices, as of its August 2026 filing.
- Align Wealth Management, LLCCurrent– present · 2 yearsTucson, AZ · Adviser representative · Firm CRD 323615
Investment adviser representative registrations
Giulia King is registered as an investment adviser representative in 2 states. The first approvals date from November 2023; the most recent is Arizona, in January 2024.
- ArizonaSince 1 January 2024
- CaliforniaSince 6 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 October 2023 |
| SIE | Securities Industry Essentials Examination | 26 June 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Giulia Christine King
- CRD
- 7826706
- Firm
- Align Wealth Management · CRD 323615
- Office
- Tucson, AZ
- Registration
- Investment adviser registration
- In the industry since
- November 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Giulia King work?
Giulia King is an investment adviser representative registered through Align Wealth Management, LLC since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Giulia King a financial advisor?
Yes. Giulia King has a current investment-adviser registration in Arizona and California, through Align Wealth Management since November 2023.
How many years of experience does Giulia King have?
Giulia King has 2 years in the financial industry, since November 2023, across 1 adviser firm.
What exams has Giulia King passed?
Giulia King has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in June 2023.
Where is Giulia King based?
Giulia King’s registered office is in Tucson, AZ.
Is Giulia King registered with FINRA?
No. Giulia King has no current broker registration.
How can I verify Giulia King’s record?
Search CRD 7826706 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Giulia King’s full registration record.
