Role at Garcia Hamilton & Associates
- Title on Schedule A
- Managing Partner, Director of Fixed Income
- Control
- Gilbert Garcia is a control person of Garcia Hamilton & Associates.
- Ownership
- The filed direct ownership band is 25% to 50%.
- Tenure
- Gilbert Garcia has held the filed role since December 2005.
The firm
Form ADV filed 30 March 2026
Career on record
Gilbert Garcia has been registered through Garcia Hamilton & Associates since April 2011.
- – present · 16 yearsHouston, TX · Adviser representative · Firm CRD 108017
- Passed Series 7 and Series 63 · 1986
Registrations and exams
Gilbert Garcia has a current investment-adviser registration in Pennsylvania, Texas and Utah and has passed 2 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Pennsylvania | Investment adviser representative | Approved | 17 January 2025 |
| Texas | Investment adviser representative | Approved | 4 April 2011 |
| Utah | Investment adviser representative | Approved | 8 April 2024 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 29 May 1986 |
| Series 7 | General Securities Representative Examination | 15 March 1986 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Gilbert Andrew Garcia
- CRD
- 1453249
- Registration status
- Investment adviser registration
- Office
- 1401 MCKINNEY STREET, SUITE 1600, Houston, TX 77010
- Firm bio
- garciahamiltonassociates.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Garcia Hamilton & Associates’ current people page identifies Gilbert A. Garcia as Managing Partner and Chief Investment Officer. Official firm biography or team page
Common questions
Where does Gilbert Garcia work?
Gilbert Garcia has been Managing Partner, Director of Fixed Income of Garcia Hamilton & Associates LP since December 2005, and is a control person of the firm.
Is Gilbert Garcia a financial advisor?
Yes. Gilbert Garcia has a current investment-adviser registration in Pennsylvania, Texas and Utah, through Garcia Hamilton & Associates since April 2011, as of 17 October 2026.
How many years of experience does Gilbert Garcia have?
Gilbert Garcia has worked in the financial industry for 15 years as of 17 October 2026, counted from 3 April 2011, across 1 adviser firm.
What exams has Gilbert Garcia passed?
Gilbert Garcia has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in March 1986.
Where is Gilbert Garcia based?
Gilbert Garcia’s registered office is in Houston, TX.
Leadership at Garcia Hamilton & Associates
- James LundayPartner, Chief Operating Officer
- Charlotte CastroPartner (jan 2026), Chief Compliance Officer, Director of HR
- Ruby DangPartner, Director of Marketing & Client Services
- Connie DavisPartner
- Mark DelaneyPartner, Fixed Income Portfolio Manager
- Jeffrey DetwilerPartner, Fixed Income Portfolio Manager
- Morgan DoylePartner
- Yvette DuenasPartner
- Don ElsenbrockPartner
- Justo GonzalezPartner
- Diamonik LunsfordPartner, Deputy Client Relations Manager
- Benjamin MonkiewiczPartner, Fixed Income Portfolio Manager
- Gary MontgomeryPartner
- Marcus SmithPartner
- Karen TassPartner, Fixed Income Portfolio Manager