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Gerald Keefe

Co-President at GC Advisors

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Gerald Keefe is Co-President of GC Advisors LLC, a Chicago investment adviser managing $178B. Gerald Keefe has passed 6 licensing exams.

Role at GC Advisors

Title on Schedule A
Co-President
Control
Gerald Keefe is a control person of GC Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Gerald Keefe has held the filed role since June 2026.

The firm

GC Advisors LLC
Chicago, IL

Form ADV filed 28 August 2026

$178B AUM144 clients274 advisers9 offices

Career on record

Firms and exams, newest first
  1. Passed Series 10 and Series 79TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2010
  4. Passed Series 7 and Series 63 · 2006

Registrations and exams

No current adviser or broker registration. Gerald Keefe has passed 6 qualifying exams.

Examinations

Series 6328 December 2006
Name
Uniform Securities Agent State Law Examination
Series 102 January 2023
Name
General Securities Sales Supervisor - General Module Examination
Series 2419 July 2010
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 729 November 2006
Name
General Securities Representative Examination

Individual record

Full name
Gerald Keefe
CRD
5219233
Firm
GC Advisors LLC
Registration status
No current adviser or broker registration
Firm bio
golubcapital.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Golub Capital identifies Gerry Keefe as Co-President and describes his work on capital formation, corporate development and strategic partnerships. Official firm biography

Education

Common questions

Where does Gerald Keefe work?

Gerald Keefe has been Co-President of GC Advisors LLC since June 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 August 2026

Does Gerald Keefe have a current investment-adviser registration?

Gerald Keefe has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Gerald Keefe passed?

Gerald Keefe has passed 6 licensing exams: the Series 7, Series 63, Series 24, SIE, Series 10 and Series 79TO. The earliest, the Series 7, was passed in November 2006.

Source: IAPD individual record, checked 18 October 2026

Leadership at GC Advisors

Sources

  1. IAPD individual record, CRD 5219233. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of GC Advisors LLC, filed 28 August 2026. Title, control and ownership bands.
  3. GC Advisors team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Gerald Keefe or GC Advisors LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.