George Smith has been an investment adviser representative at Ridgegate Advisors since September 2025, and is not listed among the firm’s executive officers or direct owners.
Ridgegate Advisors, LLC is an Englewood, CO firm with $119M under management, 206 clients and 7 advisers in one office, as of its March 2026 filing.
- Ridgegate Advisors, LLCCurrent– present · 1 yearEnglewood, CO · Adviser representative · Firm CRD 334233
Investment adviser representative registrations
George Smith is registered as an investment adviser representative in 3 states. Each was approved in September 2025.
- CaliforniaSince 26 September 2025
- ColoradoSince 26 September 2025
- TexasSince 26 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 August 2025 |
| SIE | Securities Industry Essentials Examination | 2 April 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- George W Smith
- CRD
- 6320473
- Firm
- Ridgegate Advisors · CRD 334233
- Office
- 8310 S VALLEY HIGHWAY, SUITE 480, Englewood, CO 80112
- Registration
- Investment adviser registration
- In the industry since
- September 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does George Smith work?
George Smith is an investment adviser representative registered through Ridgegate Advisors, LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is George Smith a financial advisor?
Yes. George Smith has a current investment-adviser registration in California, Colorado and Texas, through Ridgegate Advisors since September 2025.
How many years of experience does George Smith have?
George Smith has 1 year in the financial industry, since September 2025, across 1 adviser firm.
What exams has George Smith passed?
George Smith has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in April 2025.
Where is George Smith based?
George Smith’s registered office is in Englewood, CO.
Is George Smith registered with FINRA?
No. George Smith has no current broker registration.
How can I verify George Smith’s record?
Search CRD 6320473 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes George Smith’s full registration record.
