George Pierce has been an investment adviser representative at J.D.T. since November 2022, and is not listed among the firm’s executive officers or direct owners.
J.D.T. Inc is a Lexington, KY firm with $159M under management, 208 clients and 5 advisers in one office, as of its February 2026 filing.
George Pierce has teamed up with Invest, Inc., based in Lexington, Kentucky, to continue serving his clients. He founded Pierce Financial Planning and has advised individuals, business owners and employees on financial issues including taxes, investments, IRAs and qualified retirement plans, employee stock options, college financial aid, employee benefits and insurance. After advising affluent clients as a bank trust officer, he changed his focus in May 1991 to people of more modest means.
George Pierce’s longest registration was 31 years at Pierce Financial Planning, Inc (1991–2022). Before joining J.D.T. in 2022, George Pierce was registered through Pierce Financial Planning, Inc.
- Pierce Financial Planning, Inc– · 31 yearsLexington, KY · Adviser representative · Firm CRD 145465
Professional designations
Listed by J.D.T.
- CPA
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 3 | National Commodity Futures Examination | 22 October 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 July 1986 |
| Series 7 | General Securities Representative Examination | 21 June 1986 |
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- George David Pierce
- CRD
- 1515025
- Firm
- J.D.T. · CRD 146357
- Office
- 444 LEWIS HARGETT CIRCLE, STE 125, Lexington, KY 40503
- Registration
- Investment adviser registration
- In the industry since
- October 1991
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- invest-lex.com
Where does George Pierce work?
George Pierce is an investment adviser representative registered through J.D.T. Inc since November 2022, and is not listed among the firm’s executive officers or direct owners.
Is George Pierce a financial advisor?
Yes. George Pierce has a current investment-adviser registration, through J.D.T. since November 2022.
How many years of experience does George Pierce have?
George Pierce has 34 years in the financial industry, since October 1991, across 2 adviser firms.
What exams has George Pierce passed?
George Pierce has passed 3 licensing exams: the Series 7, Series 63 and Series 3. The earliest, the Series 7, was passed in June 1986.
Where is George Pierce based?
George Pierce’s registered office is in Lexington, KY.
Is George Pierce registered with FINRA?
No. George Pierce has no current broker registration.
How can I verify George Pierce’s record?
Search CRD 1515025 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes George Pierce’s full registration record.
