John Thompson has been President & CCO of J.D.T. since January 1998, is a control person of the firm and directly owns 75% or more of it. John Thompson holds a Bachelor's degree in economics from the University of Kentucky.
J.D.T. Inc is a Lexington, KY firm with $159M under management, 208 clients and 5 advisers in one office, as of its February 2026 filing.
John Thompson started Invest, Inc., based in Lexington, Kentucky, in 1996. He specializes in coordinating the financial care of clients, tax review and work with specialists inside the firm and the clients' other advisors. Thompson serves as a member of the team for portfolio allocation and selection for client portfolios.
Investment adviser representative registrations
John Thompson is registered as an investment adviser representative in Kentucky, since January 2014.
- KentuckySince 13 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 28 February 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 February 1995 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John D Thompson
- CRD
- 2584356
- Firm
- J.D.T. · CRD 146357
- Role
- President & CCO
- Office
- 444 LEWIS HARGETT CIRCLE, STE 125, Lexington, KY 40503
- Registration
- Investment adviser registration
- In the industry since
- December 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- invest-lex.com
Where does John Thompson work?
John Thompson has been President & CCO of J.D.T. Inc since January 1998, and is a control person of the firm.
Is John Thompson a financial advisor?
Yes. John Thompson has a current investment-adviser registration in Kentucky, through J.D.T. since January 2014.
How many years of experience does John Thompson have?
John Thompson has 30 years in the financial industry, since December 1995, across 1 adviser firm.
What exams has John Thompson passed?
John Thompson has passed 2 licensing exams: the Series 63 and Series 6. The earliest, the Series 63, was passed in February 1995.
Where is John Thompson based?
John Thompson’s registered office is in Lexington, KY.
Is John Thompson registered with FINRA?
No. John Thompson has no current broker registration.
How can I verify John Thompson’s record?
Search CRD 2584356 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Thompson’s full registration record.