George Phelps has been an investment adviser representative at D.H. Hill Advisors since March 2015, and is not listed among the firm’s executive officers or direct owners.
D.H. Hill Advisors, Inc. is a Kingwood, TX firm with $226M under management, 938 clients and 17 advisers across 14 offices, as of its August 2026 filing.
George Phelps’ longest registration is the current one, 11 years at D.H. Hill Advisors since 2015. Before joining D.H. Hill Advisors in 2015, George Phelps was registered through Monticello Investment Services, Inc. and Ameriprise Financial Services, Inc.
- D.H. Hill Advisors, Inc.Current– present · 11 yearsWayne, NE · Adviser representative · Firm CRD 116324
- Monticello Investment Services, Inc.– · under a yearWayne, NE · Adviser representative · Firm CRD 140851
- Ameriprise Financial Services, Inc.– · 10 yearsWayne, NE · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
George Phelps is registered as an investment adviser representative in Nebraska, since March 2015.
- NebraskaSince 2 March 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 12 July 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 December 1988 |
| Series 1 | Registered Representative Examination | 26 June 1973 |
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- George Frederick Phelps
- CRD
- 362302
- Firm
- D.H. Hill Advisors · CRD 116324
- Office
- 120 W. 3rd St., Wayne, NE 68787
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1975
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does George Phelps work?
George Phelps is an investment adviser representative registered through D.H. Hill Advisors, Inc. since March 2015, and is not listed among the firm’s executive officers or direct owners.
Is George Phelps a financial advisor?
Yes. George Phelps has a current investment-adviser registration in Nebraska, through D.H. Hill Advisors since March 2015.
How many years of experience does George Phelps have?
George Phelps has 51 years in the financial industry, since January 1975, across 3 adviser firms.
What exams has George Phelps passed?
George Phelps has passed 5 licensing exams: the Series 1, Series 63, Series 65, Series 7TO and Series 6TO. The earliest, the Series 1, was passed in June 1973. FINRA credited George Phelps with the SIE, which began in October 2018.
Where did George Phelps work before D.H. Hill Advisors?
Before D.H. Hill Advisors, George Phelps was registered through Monticello Investment Services, Inc., August 2014 to October 2014; Ameriprise Financial Services, Inc., December 1997 to July 2008.
Where is George Phelps based?
George Phelps’ registered office is in Wayne, NE.
Is George Phelps registered with FINRA?
Yes. George Phelps has a current broker registration, under CRD 362302.
Source: FINRA BrokerCheck
How can I verify George Phelps’ record?
Search CRD 362302 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish George Phelps’ full registration record.