George Fossing has been an investment adviser representative at Delta Investment Management since March 2019, and is not listed among the firm’s executive officers or direct owners.
Delta Investment Management, LLC is a San Francisco, CA firm with $857M under management, 1,099 clients and 25 advisers across 11 offices, as of its April 2026 filing.
George Fossing is President & CEO of NorthStar Financial & Retirement Planning, whose advisory services are offered through Delta Investment Management. He has 25 years of experience helping clients prepare for retirement and is an Investment Advisor Representative (Series 65). He has taught adult education classes at several higher education institutes about retirement strategies.
George Fossing’s longest registration is the current one, 7 years at Delta Investment Management since 2019. Before joining Delta Investment Management in 2019, George Fossing was registered through Retirement Wealth Advisors, Inc. and Brookstone Capital Management LLC.
- – present · 7 yearsGreenville, SC · Adviser representative · Firm CRD 149596
- Retirement Wealth Advisors, Inc.– · 2 yearsGreenville, SC · Adviser representative · Firm CRD 137658
- Brookstone Capital Management LLC– · 4 yearsGreenville, SC · Adviser representative · Firm CRD 141413
- Redhawk Wealth Advisors, Inc.– · 5 yearsGreenville, SC · Adviser representative · Firm CRD 146616
Professional designations
Listed by Delta Investment Management
- Retirement Income Certified Professional (RICP®)
Investment adviser representative registrations
George Fossing is registered as an investment adviser representative in 2 states. The first approvals date from March 2019; the most recent is North Carolina, in February 2023.
- North CarolinaSince 22 February 2023
- South CarolinaSince 11 March 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 September 2010 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- George Arthur Fossing
- CRD
- 5902032
- Firm
- Delta Investment Management · CRD 149596
- Office
- 113 Whitsett Street, Greenville, SC 29601
- Registration
- Investment adviser registration
- In the industry since
- April 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- northstar65.com
Where does George Fossing work?
George Fossing is an investment adviser representative registered through Delta Investment Management, LLC since March 2019, and is not listed among the firm’s executive officers or direct owners.
Is George Fossing a financial advisor?
Yes. George Fossing has a current investment-adviser registration in North Carolina and South Carolina, through Delta Investment Management since March 2019.
How many years of experience does George Fossing have?
George Fossing has 15 years in the financial industry, since April 2011, across 4 adviser firms.
What exams has George Fossing passed?
George Fossing passed the Series 65 in September 2010.
Where did George Fossing work before Delta Investment Management?
Before Delta Investment Management, George Fossing was registered through Brookstone Capital Management LLC, March 2012 to February 2017; Redhawk Wealth Advisors, Inc., April 2011 to July 2016.
Where is George Fossing based?
George Fossing’s registered office is in Greenville, SC.
Is George Fossing registered with FINRA?
No. George Fossing has no current broker registration.
How can I verify George Fossing’s record?
Search CRD 5902032 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes George Fossing’s full registration record.
