Geoffrey Owen has been Managing Member & Chief Compliance Officer of FPF Fa since September 2020, is a control person of the firm and directly owns 75% or more of it.
FPF Fa L.L.C. is a Charlotte, NC firm with $181M under management, 132 clients and 1 adviser in one office, as of its January 2026 filing.
Geoffrey Owen’s longest registration is the current one, 5 years at FPF Fa since 2021. Before joining FPF Fa in 2021, Geoffrey Owen was registered through Greerwalker Wealth LLC and Raymond James & Associates, Inc.
- – present · 5 yearsCharlotte, NC · Adviser representative · Firm CRD 311329
- Greerwalker Wealth LLC– · 4 yearsCharlotte, NC · Adviser representative · Firm CRD 118154
- Raymond James & Associates, Inc.– · 3 yearsCharlotte, NC · Adviser representative · Firm CRD 705
- Morgan Keegan & Company, Inc.– · 1 yearCharlotte, NC · Adviser representative · Firm CRD 4161
- Morgan Stanley Smith Barney LLC– · 1 yearCharlotte, NC · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Geoffrey Owen is registered as an investment adviser representative in 3 states. Each was approved in February 2021.
- North CarolinaSince 11 February 2021
- South CarolinaSince 27 February 2021
- TexasSince 2 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 30 April 2022 |
| Series 24 | General Securities Principal Examination | 10 June 2021 |
| Series 31 | Futures Managed Funds Examination | 29 March 2010 |
| Series 66 | Uniform Combined State Law Examination | 23 February 2010 |
| Series 7 | General Securities Representative Examination | 2 February 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 April 1995 |
- Name
- Operations Professional Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Geoffrey Henry Owen
- CRD
- 2573385
- Firm
- FPF Fa · CRD 311329
- Role
- Managing Member & Chief Compliance Officer
- Office
- 211 EAST BLVD., Charlotte, NC 28203
- Registration
- Investment adviser registration
- In the industry since
- January 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Geoffrey Owen work?
Geoffrey Owen has been Managing Member & Chief Compliance Officer of FPF Fa L.L.C. since September 2020, and is a control person of the firm.
Is Geoffrey Owen a financial advisor?
Yes. Geoffrey Owen has a current investment-adviser registration in North Carolina, South Carolina and Texas, through FPF Fa since February 2021.
How many years of experience does Geoffrey Owen have?
Geoffrey Owen has 23 years in the financial industry, since January 2003, across 5 adviser firms.
What exams has Geoffrey Owen passed?
Geoffrey Owen has passed 7 licensing exams: the Series 63, Series 7, Series 66, Series 31, Series 24, Series 28 and Series 99TO. The earliest, the Series 63, was passed in April 1995.
Where did Geoffrey Owen work before FPF Fa?
Before FPF Fa, Geoffrey Owen was registered through Greerwalker Wealth LLC, September 2016 to February 2021; Raymond James & Associates, Inc., February 2013 to September 2016; Morgan Keegan & Company, Inc., August 2011 to February 2013; Morgan Stanley Smith Barney LLC, February 2010 to August 2011.
Where is Geoffrey Owen based?
Geoffrey Owen’s registered office is in Charlotte, NC.
Is Geoffrey Owen registered with FINRA?
No. Geoffrey Owen has no current broker registration.
How can I verify Geoffrey Owen’s record?
Search CRD 2573385 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Geoffrey Owen’s full registration record.