Gene Gunderson has been Director of Compliance, Trust & Brokerage of Synovus Securities since November 2022, is a control person of the firm and directly owns under 5% of it.
Synovus Securities, Inc. is a Columbus, GA firm with $8.45B under management, 12,411 clients and 184 advisers across 65 offices, as of its January 2026 filing.
Gene Gunderson’s longest registration is the current one, 15 years at Synovus Securities since 2011.
- Globalt Investments– · under a yearAtlanta, GA · Adviser representative · Firm CRD 168405
Investment adviser representative registrations
Gene Gunderson is registered as an investment adviser representative in Georgia, since January 2011.
- GeorgiaSince 6 January 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 54 | Municipal Advisor Principal Qualification Examination | 17 November 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 50 | Municipal Advisor Representative Qualification Exam | 7 September 2017 |
| Series 66 | Uniform Combined State Law Examination | 1 October 2010 |
| Series 4 | Registered Options Principal Examination | 29 March 2005 |
| Series 53 | Municipal Securities Principal Examination | 15 March 2004 |
| Series 24 | General Securities Principal Examination | 19 August 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 September 1997 |
| Series 7 | General Securities Representative Examination | 4 September 1997 |
- Name
- Municipal Securities Representative Examination
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Municipal Advisor Principal Qualification Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Advisor Representative Qualification Exam
- Name
- Uniform Combined State Law Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gene Frederick Gunderson
- CRD
- 2914172
- Firm
- Synovus Securities · CRD 14023
- Role
- Director of Compliance, Trust & Brokerage
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Gene Gunderson work?
Gene Gunderson has been Director of Compliance, Trust & Brokerage of Synovus Securities, Inc. since November 2022, and is a control person of the firm.
Is Gene Gunderson a financial advisor?
Yes. Gene Gunderson has a current investment-adviser registration in Georgia, through Synovus Securities since January 2011.
How many years of experience does Gene Gunderson have?
Gene Gunderson has 29 years in the financial industry, since October 1997, across 2 adviser firms.
What exams has Gene Gunderson passed?
Gene Gunderson has passed 11 licensing exams: the Series 7, Series 63, Series 24, Series 53, Series 4, Series 66, Series 50, Series 54, Series 14, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in September 1997. FINRA credited Gene Gunderson with the SIE, which began in October 2018.
Is Gene Gunderson registered with FINRA?
Yes. Gene Gunderson has a current broker registration, under CRD 2914172.
Source: FINRA BrokerCheck
How can I verify Gene Gunderson’s record?
Search CRD 2914172 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gene Gunderson’s full registration record.
