Gary Wallace has been an investment adviser representative at Northeast Planning Associates since July 2004, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Gary Wallace’s longest registration is the current one, 22 years at Northeast Planning Associates since 2004. Before joining Northeast Planning Associates in 2004, Gary Wallace was registered through Mutual Service Corporation and Veravest Investment Advisors, Inc.
- LPL Financial LLCAlso current– present · 19 yearsAdviser representative · Firm CRD 6413
- – present · 22 yearsBedford, NH · Adviser representative · Firm CRD 131406
- Mutual Service Corporation– · under a yearBedford, NH · Adviser representative · Firm CRD 4806
- Veravest Investment Advisors, Inc.– · 9 yearsBedford, NH · Adviser representative · Firm CRD 105796
Investment adviser representative registrations
Gary Wallace is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2004; the most recent is Texas, in October 2009.
- New HampshireSince 22 July 2004
- TexasResidentSince 9 October 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 9 August 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 October 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 October 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 August 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Gary Francis Wallace
- CRD
- 1709869
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 43 CONSTITUTION DRIVE, Bedford, NH 03110
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1987
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Gary Wallace work?
Gary Wallace is an investment adviser representative registered through Northeast Planning Associates, Inc. since July 2004, and is not listed among the firm’s executive officers or direct owners.
Is Gary Wallace a financial advisor?
Yes. Gary Wallace has a current investment-adviser registration in New Hampshire and Texas, through Northeast Planning Associates since July 2004.
How many years of experience does Gary Wallace have?
Gary Wallace has 39 years in the financial industry, since August 1987, across 4 adviser firms.
What exams has Gary Wallace passed?
Gary Wallace has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in August 1987. FINRA credited Gary Wallace with the SIE, which began in October 2018.
Where did Gary Wallace work before Northeast Planning Associates?
Before Northeast Planning Associates, Gary Wallace was registered through Veravest Investment Advisors, Inc., January 1994 to November 2003.
Where is Gary Wallace based?
Gary Wallace’s registered office is in Bedford, NH.
Is Gary Wallace registered with FINRA?
Yes. Gary Wallace has a current broker registration, under CRD 1709869.
Source: FINRA BrokerCheck
How can I verify Gary Wallace’s record?
Search CRD 1709869 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gary Wallace’s full registration record.
