Gary Prince has been an investment adviser representative at PCG Asset Management since August 2025, and is not listed among the firm’s executive officers or direct owners. Gary Prince studied at Villanova University.
PCG Asset Management, LLC is a Gladstone, NJ firm with $143M under management, 109 clients and 5 advisers in one office, as of its March 2026 filing.
Gary A. Prince III is a Financial Advisor at Private Client Group. He previously worked at Peapack Private Wealth Management, where he specialized in portfolio construction and security analysis as an investment analyst.
Gary Prince’s longest registration is the current one, 1 year at Cetera Investment Advisers LLC since 2025.
- – present · 1 yearGladstone, NJ · Adviser representative · Firm CRD 148208
- Cetera Investment Advisers LLCAlso current– present · 1 yearGladstone, NJ · Adviser representative · Firm CRD 105644
Investment adviser representative registrations
Gary Prince is registered as an investment adviser representative in New Jersey, since August 2025.
- New JerseySince 19 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 18 August 2025 |
| Series 7TO | General Securities Representative Examination | 14 June 2025 |
| SIE | Securities Industry Essentials Examination | 2 May 2025 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 6991085
- Firm
- PCG Asset Management · CRD 148208
- Office
- 240 MAIN STREET, SUITE 200, Gladstone, NJ 07934
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- privateclientgroupam.com
Where does Gary Prince work?
Gary Prince is an investment adviser representative registered through PCG Asset Management, LLC since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is Gary Prince a financial advisor?
Yes. Gary Prince has a current investment-adviser registration in New Jersey, through PCG Asset Management since August 2025.
How many years of experience does Gary Prince have?
Gary Prince has 1 year in the financial industry, since June 2025, across 2 adviser firms.
What exams has Gary Prince passed?
Gary Prince has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in May 2025.
Where is Gary Prince based?
Gary Prince’s registered office is in Gladstone, NJ.
Is Gary Prince registered with FINRA?
Yes. Gary Prince has a current broker registration, under CRD 6991085.
Source: FINRA BrokerCheck
How can I verify Gary Prince’s record?
Search CRD 6991085 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gary Prince’s full registration record.
