Gary Pelletier has been an investment adviser representative at Northeast Planning Associates since July 2004, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Gary W. Pelletier is a Wealth Planner and an affiliate of Northeast Planning Associates, Inc.'s network of specialists. He has more than 40 years of planning experience and specializes in retirement planning (personal and corporate), executive fringe benefit programs and estate planning. He is the founder of the Southern New Hampshire Business Exchange.
Gary Pelletier’s longest registration is the current one, 22 years at Northeast Planning Associates since 2004. Before joining Northeast Planning Associates in 2004, Gary Pelletier was registered through Mutual Service Corporation and Veravest Investment Advisors, Inc.
- LPL Financial LLCAlso current– present · 19 yearsAdviser representative · Firm CRD 6413
- – present · 22 yearsNashua, NH · Adviser representative · Firm CRD 131406
- Mutual Service Corporation– · under a yearNashua, NH · Adviser representative · Firm CRD 4806
- Veravest Investment Advisors, Inc.– · 13 yearsNashua, NH · Adviser representative · Firm CRD 105796
Professional designations
Listed by Northeast Planning Associates
- Chartered Life Underwriter (CLU®)
- Chartered Financial Consultant (ChFC®)
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Gary Pelletier is registered as an investment adviser representative in 2 states. The first approvals date from July 2004; the most recent is Texas, in November 2021.
- New HampshireSince 22 July 2004
- TexasSince 9 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 11 December 2007 |
| Series 52 | Municipal Securities Representative Examination | 1 October 1996 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 1 March 1995 |
| Series 62 | Corporate Securities Limited Representative Examination | 18 November 1992 |
| Series 22 | Direct Participation Programs Representative Examination | 19 August 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 October 1984 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 June 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Municipal Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Gary William Pelletier
- CRD
- 1257856
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 39 SIMON STREET, UNIT 1, Nashua, NH 03060
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1984
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- npawealth.com
Where does Gary Pelletier work?
Gary Pelletier is an investment adviser representative registered through Northeast Planning Associates, Inc. since July 2004, and is not listed among the firm’s executive officers or direct owners.
Is Gary Pelletier a financial advisor?
Yes. Gary Pelletier has a current investment-adviser registration in New Hampshire and Texas, through Northeast Planning Associates since July 2004.
How many years of experience does Gary Pelletier have?
Gary Pelletier has 42 years in the financial industry, since July 1984, across 4 adviser firms.
What exams has Gary Pelletier passed?
Gary Pelletier has passed 7 licensing exams: the Series 6, Series 63, Series 22, Series 62, Series 26, Series 52 and Series 7. The earliest, the Series 6, was passed in June 1984. FINRA credited Gary Pelletier with the SIE, which began in October 2018.
Where did Gary Pelletier work before Northeast Planning Associates?
Before Northeast Planning Associates, Gary Pelletier was registered through Veravest Investment Advisors, Inc., December 1989 to November 2003.
Where is Gary Pelletier based?
Gary Pelletier’s registered office is in Nashua, NH.
Is Gary Pelletier registered with FINRA?
Yes. Gary Pelletier has a current broker registration, under CRD 1257856.
Source: FINRA BrokerCheck
How can I verify Gary Pelletier’s record?
Search CRD 1257856 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gary Pelletier’s full registration record.
