Gary King has been an investment adviser representative at Lombard Advisers since April 2001, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
Investment adviser representative registrations
Gary King is registered as an investment adviser representative in Pennsylvania, since April 2001.
- PennsylvaniaSince 20 April 2001
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 November 2000 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 10 November 1999 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 26 October 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 August 1982 |
| Series 5 | Interest Rate Options Examination | 16 October 1981 |
| PC | AMEX Put and Call Exam | 13 June 1977 |
| Series 7 | General Securities Representative Examination | 18 January 1975 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Interest Rate Options Examination
- Name
- AMEX Put and Call Exam
- Name
- General Securities Representative Examination
- Full name
- Gary Allen King
- CRD
- 803948
- Firm
- Lombard Advisers · CRD 108231
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1975
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Gary King work?
Gary King is an investment adviser representative registered through Lombard Advisers Incorporated since April 2001, and is not listed among the firm’s executive officers or direct owners.
Is Gary King a financial advisor?
Yes. Gary King has a current investment-adviser registration in Pennsylvania, through Lombard Advisers since April 2001.
How many years of experience does Gary King have?
Gary King has 51 years in the financial industry, since February 1975, across 1 adviser firm.
What exams has Gary King passed?
Gary King has passed 7 licensing exams: the Series 7, PC, Series 5, Series 63, Series 9, Series 10 and Series 65. The earliest, the Series 7, was passed in January 1975. FINRA credited Gary King with the SIE, which began in October 2018.
Is Gary King registered with FINRA?
Yes. Gary King has a current broker registration, under CRD 803948.
Source: FINRA BrokerCheck
How can I verify Gary King’s record?
Search CRD 803948 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gary King’s full registration record.