Career
Gary Holmes has been Chief Compliance Officer of Vantagepoint Investment Advisers since July 2026. Gary Holmes is a control person of the firm and directly owns under 5% of it.
Vantagepoint Investment Advisers, LLC is a Washington, DC firm with $52.9B under management, 1 client and 47 advisers across 10 offices, as of its July 2026 filing.
No adviser firm registrations are on Gary Holmes’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 17 April 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 22 November 2006 |
| Series 7 | General Securities Representative Examination | 27 March 1999 |
- Name
- Compliance Officer Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Gary Richard Holmes
- CRD
- 3171812
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Gary Holmes work?
Gary Holmes has been Chief Compliance Officer of Vantagepoint Investment Advisers, LLC since July 2026, and is a control person of the firm.
Does Gary Holmes have a current investment-adviser registration?
Gary Holmes has a current broker registration and no current investment-adviser registration.
What exams has Gary Holmes passed?
Gary Holmes has passed 3 licensing exams: the Series 7, Series 24 and Series 14. The earliest, the Series 7, was passed in March 1999. FINRA credited Gary Holmes with the SIE, which began in October 2018.