Gary Gallagher has been an investment adviser representative at Certior Financial Group since November 2016, and is not listed among the firm’s executive officers or direct owners. Gary Gallagher holds a Bachelor of Science in Business Management with a concentration in Finance and Accounting from Bloomsburg University.
Certior Financial Group, LLC is a King of Prussia, PA firm with $452M under management, 478 clients and 7 advisers across 3 offices, as of its March 2026 filing.
Gary Gallagher is Managing Partner of Certior Financial Group, with over 30 years of experience in financial services and corporate finance roles. He manages the firm's finances and defines and implements its company policies. Earlier he spent much of his career in the pharmaceutical industry at Wyeth and Pfizer, where he served as Vice President of Finance and CFO for various business units, and in 2010 he left Pfizer to start a financial services practice that led to his becoming one of the founding members of Certior Financial Group.
Gary Gallagher’s longest registration is the current one, 9 years at Certior Financial Group since 2016. Before joining Certior Financial Group in 2016, Gary Gallagher was registered through Voya Financial Advisors, Inc.
- Certior Financial Group, LLCCurrent– present · 9 yearsKing of Prussia, PA · Adviser representative · Firm CRD 285502
- Voya Financial Advisors, Inc.– · 6 yearsKing of Prussia, PA · Adviser representative · Firm CRD 2882
Investment adviser representative registrations
Gary Gallagher is registered as an investment adviser representative in Pennsylvania, since November 2016.
- PennsylvaniaSince 1 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 April 2010 |
| Series 7 | General Securities Representative Examination | 17 February 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gary Phillip Gallagher
- CRD
- 5745751
- Firm
- Certior Financial Group · CRD 285502
- Office
- 20104 VALLEY FORGE CIRCLE, King of Prussia, PA 19406
- Registration
- Investment adviser registration
- In the industry since
- February 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- certiorfinancial.com
Where does Gary Gallagher work?
Gary Gallagher is an investment adviser representative registered through Certior Financial Group, LLC since November 2016, and is not listed among the firm’s executive officers or direct owners.
Is Gary Gallagher a financial advisor?
Yes. Gary Gallagher has a current investment-adviser registration in Pennsylvania, through Certior Financial Group since November 2016.
How many years of experience does Gary Gallagher have?
Gary Gallagher has 16 years in the financial industry, since February 2010, across 2 adviser firms.
What exams has Gary Gallagher passed?
Gary Gallagher has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2010. FINRA credited Gary Gallagher with the SIE, which began in October 2018.
Where did Gary Gallagher work before Certior Financial Group?
Before Certior Financial Group, Gary Gallagher was registered through Voya Financial Advisors, Inc., May 2010 to October 2016.
Where is Gary Gallagher based?
Gary Gallagher’s registered office is in King of Prussia, PA.
Is Gary Gallagher registered with FINRA?
No. Gary Gallagher has no current broker registration.
How can I verify Gary Gallagher’s record?
Search CRD 5745751 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gary Gallagher’s full registration record.
- Gery SadzewiczChief Compliance Officer
- Avi KantorManaging Member