Gary Davis has been an investment adviser representative at Financial & Tax Architects since February 2024, and is not listed among the firm’s executive officers or direct owners.
Financial & Tax Architects, LLC is a St. Louis, MO firm with $506M under management, 1,574 clients and 40 advisers across 22 offices, as of its June 2026 filing.
Gary Davis is Financial Advisor of Financial & Tax Architects, based in Las Vegas. He began his financial services career in 1997. Before entering financial services, he and his brother owned and operated Davis Funeral Homes and Paradise Memorial Park, and he has also served as a District Manager for Northwestern Mutual's Las Vegas office. He focuses on retirement income planning, tax-efficient strategies and asset preservation.
Gary Davis’ longest registration was 17 years at Northwestern Mutual Investment Services,llc (2006–2023). Before joining Financial & Tax Architects in 2024, Gary Davis was registered through Northwestern Mutual Investment Services,llc.
- – present · 2 yearsLas Vegas, NV · Adviser representative · Firm CRD 119169
- Northwestern Mutual Investment Services,llc– · 17 yearsLas Vegas, NV · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Gary Davis is registered as an investment adviser representative in Nevada, since February 2024.
- NevadaSince 27 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 22 September 2011 |
| Series 66 | Uniform Combined State Law Examination | 22 June 2006 |
| Series 7 | General Securities Representative Examination | 23 May 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 July 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 31 July 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Gary R Davis
- CRD
- 2910213
- Firm
- Financial & Tax Architects · CRD 119169
- Office
- 8350 W. SAHARA AVENUE, SUITE 130, Las Vegas, NV 89117
- Registration
- Investment adviser registration
- In the industry since
- December 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fta-ria.com
Where does Gary Davis work?
Gary Davis is an investment adviser representative registered through Financial & Tax Architects, LLC since February 2024, and is not listed among the firm’s executive officers or direct owners.
Is Gary Davis a financial advisor?
Yes. Gary Davis has a current investment-adviser registration in Nevada, through Financial & Tax Architects since February 2024.
How many years of experience does Gary Davis have?
Gary Davis has 28 years in the financial industry, since December 1997, across 2 adviser firms.
What exams has Gary Davis passed?
Gary Davis has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 66 and Series 26. The earliest, the Series 63, was passed in July 1997. FINRA credited Gary Davis with the SIE, which began in October 2018.
Where did Gary Davis work before Financial & Tax Architects?
Before Financial & Tax Architects, Gary Davis was registered through Northwestern Mutual Investment Services,llc, July 2006 to October 2023.
Where is Gary Davis based?
Gary Davis’ registered office is in Las Vegas, NV.
Is Gary Davis registered with FINRA?
No. Gary Davis has no current broker registration.
How can I verify Gary Davis’ record?
Search CRD 2910213 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gary Davis’ full registration record.
David BrooksChief Executive Officer
Gordon HaavePresident and Chief Investment Officer- Paul FelschChief Compliance Officer & Legal Counsel