Garrett Ellis has been an investment adviser representative at Harold W. Dance since December 2025, and is not listed among the firm’s executive officers or direct owners.
Harold W. Dance Inc. is a Logan, UT firm with $158M under management, 306 clients and 8 advisers in one office, as of its August 2026 filing.
Investment adviser representative registrations
Garrett Ellis is registered as an investment adviser representative in Utah, since December 2025.
- UtahSince 1 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 December 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 September 2025 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 18 April 2025 |
| SIE | Securities Industry Essentials Examination | 28 March 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Garrett T Ellis
- CRD
- 8075680
- Firm
- Harold W. Dance · CRD 1582
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Garrett Ellis work?
Garrett Ellis is an investment adviser representative registered through Harold W. Dance Inc. since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Garrett Ellis a financial advisor?
Yes. Garrett Ellis has a current investment-adviser registration in Utah, through Harold W. Dance since December 2025.
How many years of experience does Garrett Ellis have?
Garrett Ellis has 1 year in the financial industry, since April 2025, across 1 adviser firm.
What exams has Garrett Ellis passed?
Garrett Ellis has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in March 2025.
Is Garrett Ellis registered with FINRA?
Yes. Garrett Ellis has a current broker registration, under CRD 8075680.
Source: FINRA BrokerCheck
How can I verify Garrett Ellis’ record?
Search CRD 8075680 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Garrett Ellis’ full registration record.